When selecting marketing and communication techniques, health care organizations must carefully examine their consumer populations, as not all techniques are effective for all consumers. Depending on the product, organizations might even choose two or three different techniques in an effort to reach multiple consumer segments. For this Assignment, you examine the consumer populations of your organization and create an advertisement using marketing and communication techniques appropriate for your consumers.
To prepare:
Select a health care product to market within your organization.
The Assignment
Write a 2-page brief that addresses the following:
Then, create an advertisement using the marketing technique you selected. Be sure to utilize communication techniques that would be appropriate for the consumer population you identified
Journal of Health Communication, 18:20–40, 2013
Copyright # Taylor & Francis Group, LLC
ISSN: 1081-0730 print=1087-0415 online
DOI: 10.1080/10810730.2012.688243
Theory and Model Use in Social Marketing
Health Interventions
NADINA RALUCA LUCA
Nottingham University Business School, Nottingham, United Kingdom
L. SUZANNE SUGGS
Institute of Public Communication and Education, Faculty of
Communication Sciences, University of Lugano, Lugano, Switzerland
The existing literature suggests that theories and models can serve as valuable
frameworks for the design and evaluation of health interventions. However, evidence
on the use of theories and models in social marketing interventions is sparse. The
purpose of this systematic review is to identify to what extent papers about social
marketing health interventions report using theory, which theories are most
commonly used, and how theory was used. A systematic search was conducted for
articles that reported social marketing interventions for the prevention or management of cancer, diabetes, heart disease, HIV, STDs, and tobacco use, and behaviors
related to reproductive health, physical activity, nutrition, and smoking cessation.
Articles were published in English, after 1990, reported an evaluation, and met the
6 social marketing benchmarks criteria (behavior change, consumer research, segmentation and targeting, exchange, competition and marketing mix). Twenty-four
articles, describing 17 interventions, met the inclusion criteria. Of these 17 interventions, 8 reported using theory and 7 stated how it was used. The transtheoretical
model=stages of change was used more often than other theories. Findings highlight
an ongoing lack of use or underreporting of the use of theory in social marketing
campaigns and reinforce the call to action for applying and reporting theory to guide
and evaluate interventions.
Social and behavioral research on the role of theory in health campaigns suggests
that it provides valuable frameworks to design and evaluate interventions (Glanz
& Rimer, 2005; Hastings, 2007) and that effective campaigns tend to use theory
(Lombardo & Léger, 2007; Thackeray & Neiger, 2000; Weinreich, 1999). ‘‘Theory’’
was added to the Social Marketing Benchmark Criteria in 2006, a set of best practice
guidelines for social marketing (French & Blair-Stevens, 2006). To date, reviews of
social marketing initiatives have not addressed how or the extent to which theory
is used in developing or evaluating social marketing campaigns (Evans, Blitstein,
Hersey, Renaud, & Yaroch, 2008; Grilli, Ramsay, & Minozzi, 2002; Snyder et al.,
2004; Stead, Gordon, Angus, & McDermott, 2007). Evidence on theory and model
use in social marketing interventions is sparse (Lefebvre, 2000).
Address correspondence to Nadina Raluca Luca, Nottingham University Business
School, Jubilee Campus, Nottingham, United Kingdom NG8 1BB. E-mail: nadina_luca@
yahoo.com
20
Social Marketing Theory
21
Background
Social marketing is an approach to developing health, environment, and social
change campaigns that aim to influence target audiences to voluntarily accept, reject,
modify, or abandon a behavior for the benefit of individuals, groups, or society
(Andreasen, 1995; Kotler & Lee, 2008). The social marketing process includes formative research, audience segmentation, development of a marketing mix (product,
price, place, promotion), and an evaluation (Pirani & Reizes, 2005). The marketing
mix is a key component that differentiates social marketing from other planning
models and frameworks for health communication, education, or promotion initiatives aimed to facilitate change. The social marketing approach also relies on the
appropriate use of behavioral theory to provide frameworks for developing initiatives by specifying the determinants of health behavior. By understanding these factors, intervention strategies can be developed that specifically address important
theoretical constructs.
One of the fundamental theories required in social marketing initiatives is the
economic exchange theory. It postulates that human relationships are formed by
the use of a subjective cost-benefit analysis and the comparison of alternatives.
It is considered a core component in social marketing, is included in both published versions of the social marketing benchmark criteria (Andreasen, 2002;
French & Blair-Stevens, 2006), and has considerable importance in developing
the price and the product mix components (Hastings, 2007; Kotler & Lee, 2008).
Exchange theory suggests that social marketers provide strong incentives emphasizing that the benefits of the product outweigh the costs (Kotler & Lee, 2008).
Although it is fundamental in social marketing, a cost-benefit analysis alone does
not create behavior change. Thus, social marketing also relies on the use of health
behavior theory.
In the most recent publication about the use of theory in social marketing, the
most frequently cited include diffusion theory, the stages of change=transtheoretical
model, social cognitive theory, theory of reasoned action, theory of planned behavior, health belief model, and protection and motivation theory (Lefebvre, 2000).
Researchers have commonly reported using theory to develop the ‘‘promotion’’
element of the marketing mix, although theory and models can provide useful insight
to other elements of the social marketing mix with implications on the intervention
design and measuring outcomes (Winett, 1995). The use of theory in social marketing health interventions should help social marketers identify whether a particular
behavior is determined primarily by attitudinal, normative, self-efficacy, environmental or other social considerations, or a combination of these (Fishbein & Yzer,
2003) and then to design the marketing mix to address these determinants.
Lefebvre’s (2000) chapter published over a decade ago called for better reporting
of the use of theory in social marketing activities. This systematic review seeks to
learn if social marketers have answered that call by reporting the use of theories
and models in social marketing health interventions. Thus, the purpose of this study
is to review social marketing interventions aimed to change behaviors related to
nutrition, physical activity, smoking, STDs=HIV=AIDS, heart disease, diabetes,
and cancer, examining whether theses interventions reported the use of theory, which
theory or theories they used, and how they used theory to design or evaluate the
campaign.
22
N. R. Luca and L. S. Suggs
Method
Data Source and Search Strategy
We conducted a systematic search of peer-reviewed articles from March 1, 2009, to
April 30, 2009. Bibliographic databases included the following: Cochrane Library;
Wiley Interscience; Science Direct; PsycINFO; PubMed; Psychology and Behavioral
Sciences Collection; Communication & Mass Media Complete; Library, Information
Science & Technology Abstracts Publications; Communication Studies: A SAGE
Full-Text Collection; Social Services Abstracts; Sociological Abstracts; ABI=Inform;
Emerald Management Xtra; JSTOR.
Search terms included the following: social marketing, systematic review, metaanalysis, intervention, strategy, marketing mix, campaign, theory, health communication, health promotion, model, nutrition, physical activity, reproductive health,
STDs, tobacco, cancer, diabetes, heart disease, smoking, HIV, and AIDS.
Inclusion/Exclusion Criteria
Included articles were peer-reviewed English-language articles published between
1990 and 2009 that described social marketing health interventions for the prevention or management of cancer, diabetes, heart disease, HIV, STDs and tobacco
use, behaviors related to reproductive health, physical activity, nutrition, and smoking cessation. Included interventions met the 2002 social marketing benchmark criteria: behavior change, consumer research, segmentation and targeting, exchange,
competition, and marketing mix (Andreasen, 2002). The studies reported at least
three of the marketing mix components, or made them possible to clearly identify,
and reported an evaluation. Two reviewers evaluated each article and coded them
independently. Agreement of 100% was established before analyzing the data.
Outcome Measures
To synthesize the findings, the health issue addressed, setting, target audience, theory=
model used, how theory was used, and reported outcomes for each initiative were coded.
Characteristics of interventions and the use of theory are summarized and discussed.
Results
We initially retrieved 271 articles. After we removed ineligible and duplicate articles for
this review, we identified 24 qualifying studies reporting 17 interventions (see Table 1).
Health Topics and Target Audiences
The most common behavioral focus of the 17 initiatives was nutrition (n ¼ 4), followed by diabetes (n ¼ 3) and STDs (n ¼ 3). Two initiatives focused on physical
activity, two on HIV testing and prevention, and two on smoking behavior (one
prevention and one cessation). One campaign focused on heart disease prevention.
Nutrition interventions targeted community college students who were 24–32
years old (Shive & Neyman Morris, 2006), school board members (McDermott
et al., 2005), low-income students of public elementary schools (Wechsler, Basch,
Social Marketing Theory
23
Table 1. Interventions
ID
Intervention
Health
topic
1
Energize Your Life!
Nutrition
2
3
Nutrition
Nutrition
4
LEAN
Intervention to promote
low-fat milk selection
in schools
Food Friends
5
VERB
Physical
activity
6
Get Up and Do Something
7
12
Control Your Diabetes.
For Life
Thunder and Lightning
and Rain
Move More Diabetes
Heart Truth
Style: Doing the Right
Thing
The Healthy Talk
Physical
activity
Diabetes
13
The Healthy Penis
14
15
16
HIV. Live With It. Get
Tested!
Think Again
Listening to Reason
17
I Am the Owner of Me
8
9
10
11
Nutrition
Diabetes
Diabetes
Heart disease
STDs
STDs=family
planning
STDs
Articles
Shive and Neyman Morris
(2006)
McDermott et al. (2005)
Wechsler et al. (1998)
Young et al. (2004)
Johnson et al. (2007)
Wong et al. (2004)
Huhman et al. (2007)
Berkowitz et al. (2008)
Berkowitz, Huhman, and
Nolin (2008)
Price et al. (2008)
Heitzler et al. (2008)
Peterson, Abraham, and
Waterfield (2005)
Gallivan et al. (2007)
Almendarez, Boysun, and
Clark (2004)
Richert et al. (2007)
Long et al. (2008)
Wackett (1998)
Cho et al. (2004)
HIV=AIDS
Montoya et al. (2005)
Ahrens et al. (2006)
Futterman et al. (2001)
HIV=AIDS
Smoking
cessation
Smoking
prevention
Lombardo and Léger (2007)
De Gruchy and Coppel
(2008)
Schmidt, Kiss, and
Lokanc-Diluzio (2009)
Zyber, & Shea, 1998), and preschool children 3 to 5 years of age and their parents
(Johnson, Bellows, Beckstrom, & Anderson, 2007; Young, Anderson, Beckstrom,
Bellows, & Johnson, 2004). Diabetes initiatives targeted people with type 2 diabetes
(Richert, Webb, Morse, O’Toole, & Brownson, 2007), older Latino=Hispanic men
and women with uncontrolled diabetes (Almendarez, Boysun, & Clark, 2004), and
adults with diabetes (Gallivan, Lising, Ammary, & Greenberg, 2007). STD
24
N. R. Luca and L. S. Suggs
interventions targeted toward 15–29-year-olds (Wackett, 1998), young Hispanic
adults (Cho, Oehlkers, Mandelbaum, Edlund, & Zurek, 2004), and gay and bisexual
individuals (Ahrens et al., 2006; Montoya et al., 2005). The two physical activity programs targeted children 9 to 13 years of age, parents, teachers, youth program leaders (Berkowitz et al., 2008; Berkowitz, Huhman, & Nolin, 2008; Heitzler, Asbury,
& Kusner, 2008; Huhman et al., 2007; Price, Huhman, & Potter, 2008; Wong et al.,
2004) and young adults 18–30 years of age (Peterson, Abraham, & Waterfield,
2005). HIV=AIDS prevention and=or testing programs targeted HIV-positive and
HIV-negative gay men who engage in unsafe sex practices (Lombardo & Léger,
2007) and youth of color in high seroprevalence communities (Futterman et al.,
2001). The smoking prevention intervention targeted youth 12–18 years of age
(Schmidt, Kiss, & Lokanc-Diluzio, 2009) and the smoking cessation intervention targeted adults older than 40 years of age (De Gruchy & Coppel, 2008). The heart disease
campaign targeted women 40–60 years of age with special focus on African American
and Hispanic women (Long, Taubenheim, Wayman, Temple, & Ruoff, 2008).
Theories and Models
Eight initiatives mentioned using 10 theories and models (Berkowitz et al., 2008;
Berkowitz, Huhman, & Nolin, 2008; De Gruchy & Coppel, 2008; Gallivan et al.,
2007; Heitzler et al., 2008; Huhman et al., 2007; Johnson et al., 2007; Long et al.,
2008; Peterson et al., 2005; Price et al., 2008; Richert et al., 2007; Wackett, 1998;
Wong et al., 2004; Young et al., 2004; see Table 2). Some initiatives used more than
one theory and some were not clear about how theory was used. For example, the
heart disease awareness campaign (Long et al., 2008) reported using seven theories
and models with no specifications on how they guided, informed, or were used to
design and evaluate the campaign.
The most frequently mentioned theories and models were stages of change
(n ¼ 4) and the theory of planned behavior (n ¼ 3). The stages of change model
was used for segmentation (Gallivan et al., 2007; Richert et al., 2007), evaluation
(De Gruchy & Coppel, 2008), and message design (Gallivan et al., 2007), and
reported as the transtheoretical model used to guide intervention development in
two campaigns (Long et al., 2008; Richert et al., 2007). The theory of reasoned
action and theory of planned behavior were reported together as guiding the design
of physical activity and heart disease interventions (Long et al., 2008; Peterson et al.,
2005). The theory of planned behavior, information processing theory, and social
cognitive theory were reported to have guided the development and evaluation of
VERB, a physical activity for youth, campaign (Berkowitz et al., 2008; Huhman
et al., 2007; Price et al., 2008; Wong et al., 2004). Social network theory was used
for promotion in a STD campaign (Wackett, 1998) and mentioned as basis for the
heart disease intervention (Long et al., 2008). The health belief model was used
for message design in a diabetes initiative (Gallivan et al., 2007) and as a basis for
the heart disease awareness campaign (Long et al., 2008). Social learning theory
was mentioned as basis for the message design in a nutrition intervention (Johnson
et al., 2007; Young et al., 2004) and for guiding the intervention development in the
heart disease initiative (Long et al., 2008). Information motivation and behavioral
skills model was used in the development of promotion and message design in one
STD intervention (Wackett, 1998). The use of diffusion of innovations theory was
reported in the heart disease intervention (Long et al., 2008).
25
2
2
1
1
1
1
Social network theory
Social learning theory
Social cognitive theory
Diffusion of innovations
Information motivation
and behavioral skills model
Information processing theory
2
Theory of reasoned action
2
3
Theory of planned behavior
Health belief model
4
Number of
interventions
Stages of change model=
transtheoretical model
Theory or model
Table 2. Frequency of theory=model use
5: VERB (physical activity)
11: Style: Do the Right Thing (sexually
transmitted diseases)
10: Heart Truth (heart disease)
5: VERB (physical activity)
4: Food Friends (nutrition)
10: Heart Truth (heart disease)
11: Style: Do the Right Thing (sexually
transmitted diseases)
10: Heart Truth (heart disease)
7: Control Your Diabetes for Life (diabetes)
10: Heart Truth (heart disease)
6: Get Up and Do Something (physical
activity)
10: Heart Truth (heart disease)
5: VERB (physical activity)
6: Get Up and Do Something (physical
activity)
10: Heart Truth (heart disease)
16: Listening to Reason (smoking cessation)
7: Control Your Diabetes for Life (diabetes)
9: Move More Diabetes (diabetes)
10: Heart Truth (heart disease)
Intervention
Campaign design; evaluation
Promotion, message, campaign design
Campaign design
Campaign design; segmentation evaluation
Promotion, message design
Campaign design
Promotion
Campaign design
Message design
Campaign design
Campaign design; evaluation
Campaign design
Campaign design; segmentation, evaluation
Campaign design; evaluation
Campaign design
Segmentation and evaluation
Campaign design, segmentation and messages
Segmentation
Campaign design
How used
26
N. R. Luca and L. S. Suggs
Outcomes
Interventions used a variety of study designs and outcome measures (see Table 3).
Campaign awareness was high (more than 50%) for the majority of interventions
with some exceptions: 11% for a diabetes program (Richert et al., 2007) and
23.2% for a smoking cessation program (De Gruchy & Coppel, 2008).
Nutrition interventions reported positive outcomes including a statistically significant improvement of school board members’ support for four of seven proposed
nutrition policy options (12%, 14.2%, 14.7%, 11.8%, p < .5; McDermott et al.,
2005), and a significant change from pre- to postintervention in typical fruit intake
(t ¼ 3.4, p < .01; Shive & Neyman Morris, 2006). Another found a significant
change in low-fat milk consumption of inner-city elementary students in the intervention group (25% preintervention vs. 57% postintervention; F(1) ¼ 48.02, p < .01;
Wechsler et al., 1998). A nutrition program based on social learning theory found
a significant decrease in preschool-aged children’s dislike of new foods from preintervention to postintervention (p < .08) in the intervention group, whereas the control group showed statistically significant increase in their dislike of new foods at
follow-up (p < .10; Johnson et al., 2007).
The outcomes reported by diabetes interventions indicate positive changes,
although none were statistically significant. One intervention that used the transtheoretical model and health belief model showed an increase of blood glucose tests
from 39% at baseline to 55% postintervention (Gallivan et al., 2007). One program
that did not mention using theory suggested that 27% of those who saw the campaign reported having taken some type of action to control their diabetes and that
54 of 750 targeted Latinos with uncontrolled diabetes made calls to a toll-free line
(Almendarez et al., 2004). The third diabetes program, which used stages of change
for segmentation purposes, reported making contact with 750 people living with diabetes and 176 referrals to diabetes self-management services (Richert et al., 2007).
The heart disease intervention, based on seven theories and models (Long et al.,
2008), found that 45% would talk to their doctor and=or get a check-up, but did not
measure behavior change. The Get Up and Do Something physical activity intervention (Peterson et al., 2005) discussed that although they did not measure behavior
change, they did evaluate the effect of the campaign on attitudes, perceptions, and
intention to be more active. Attitudes and intention, both constructs in the theory
of planned behavior and theory of reasoned action, were claimed to be positive
(27.7% intended to be more active). However, no data regarding attitudes were
reported nor were preintervention intention data reported. The VERB campaign
reported a statistically significant dose-response effect of tweens exposure to VERB
(c ¼ 0.19, CI [0.11, 0.26]; d ¼ 15.4, CI [8.1, 22.8], p < .05) regarding physical activity
(Huhman et al., 2007).
The tobacco control intervention, Listening to Reason, used stages of change
for segmentation and evaluation and indicated no significant behavior change (De
Gruchy & Coppel, 2008). The smoking prevention campaign, I Am the Owner of
Me, did not report having used theory and reported no significant behavior change
(Schmidt, Kiss, & Lokanc-Diluzio, 2009).
A statistically significant decrease in knowledge about condoms being a preventive action against STDs was reported in one intervention developed on two theories
(Wackett, 1998; 63.1% preintervention, 51.5% postintervention, p < .01), but this
intervention also found a statistically significant increase in knowledge that one
27
1
ID
Pilot study,
school-based
2-month
intervention to
promote fruit
intake
Type of
intervention
Students 24–32
years of age at
two California
community
colleges
Target audience
N=A
Theories=
models
and how used
Table 3. Interventions, theories=models, and outcomes
Quasi-experimental
(intervention
group and control
group)
preintervention=
postintervention
Evaluation design
Campaign awareness:
72.3%
Behavior change:
(a) Typical fruit intake:
intervention group ¼ 1.7=
2.1 (preintervention=
postintervention),
t ¼ 3.4 ;
control group ¼ 1.8=2.0
(preintervention=
postintervention),
t ¼ 0.90; intervention
versus control
postintervention t ¼ 0.4;
(b) Previous day fruit
intake:
intervention group ¼
1.5=1.8
(preintervention=
postintervention),
t ¼ 2.0 ;
control group ¼ 1.6=1.9
(preintervention=
postintervention),
t ¼ 1.0; intervention
group versus control
group postintervention
t ¼ 0.1
Outcomes
(Continued )
N=A
Notes about
theories and
outcomes
28
Regional
campaign,
communitywide
intervention
aimed to place
school
nutrition
policies on
policy agenda
and change
beliefs of
school board
members
toward need
for good
nutrition policy
School-based (six
schools in one
city [three
2
3
ID
Type of
intervention
Table 3. Continued
Low-income,
inner-city
students of
School board
members
Target audience
N=A
N=A
Theories=
models
and how used
Preintervention=
postintervention;
(intervention
Preintervention=
postintervention
Evaluation design
Behavior change:
Low-fat milk consumption:
intervention group ¼ 25%
Statistically significant
change in board support
for the following: banning
fast food in elementary
school, a-la-carte food
sales in elementary
schools, banning fast
food sales in all schools,
banning a-la-carte sales in
all schools
No significant changes in
the following: providing
healthy food options,
establishing minimum
nutritional standards,
limiting food and soda
ads, locating soda
machines in lightly trafficked areas, banning fast
food sales, banning ads,
increasing cost of vending
machine foods and sodas
Outcomes
N=A
Notes about
theories and
outcomes
29
Pilot study,
school-based
12-week
intervention to
promote eating
new fruits and
vegetables
National
campaign,
4
5
intervention
groups; three
control
groups]),
1-year
intervention
aimed to
increase uptake
of low-fat milk
versus whole
milk during
lunchtime
Primary
audience:
Primary
audience:
preschool
children 3–5
years of age
Secondary
audience:
parents
public
elementary
schools
Theory of planned
behavior
Social learning
theory
(promotion,
message)
Four-year
longitudinal study
Quasi-experimental
preintervention=
postintervention
design
group vs. control
group)
Campaign awareness:
children ¼ 81%, in 2004;
Attitude change: Refusals
to try new food:
intervention group ¼ 28
(preintervention), 1
(postintervention) ;
control group ¼ 6
(preintervention) versus
10 (postintervention)
Decrease in dislike
of new foods from
preintervention to
postintervention: intervention group (p < .08)
Increase in dislike of new
foods at follow-up:
control group (p < .10)
(preintervention), 57%
(postintervention),
F(1) ¼ 48.02 ;
control group ¼ 28%
(preintervention), 28%
(postintervention)
(Continued )
Campaign
developed on a
Social learning
theory
supported
developmental
learning skills
30
Regional,
13-week media
campaign
aimed at
encouraging
physical
activity
National
campaign
aimed at
7
communitywide
intervention to
promote daily
physical
activity
6
ID
Type of
intervention
Table 3. Continued
Adults with
diabetes
Young adults
18–30 years of
age
children (9–13
years of age)
Secondary
audience:
parents,
teachers, youth
program
leaders
Target audience
Transtheoretical
model (messages,
segmentation,
Theory of reasoned
action (campaign
design and
evaluation);
theory of planned
behavior
(campaign design
and evaluation)
(campaign design,
segmentation,
evaluation); social
cognitive theory
(campaign design,
segmentation,
evaluation);
information
processing theory
(campaign design
and evaluation)
Theories=
models
and how used
Longitudinal
postinterventions
Postintervention
Evaluation design
Campaign awareness: 58%
in 2001; 50% in 2002
A1C test awareness: 31%
Campaign awareness:
62.5% (5%)
Behavior change: 27.7%
intended to be more
active, 22.9% talked with
someone about it
parents ¼ 34% in 2003,
55% in 2005 ; effect
size ¼ 0.02 to 0.07
Behavior change:
dose-response effect of
exposure to VERB and
physical activity (c ¼ 0.19,
CI [0.11, 0.26])
Outcomes
Segmentation of
priority
populations,
Favorable
cognitive
impact on
attitudes,
perceptions,
and intent to be
more active
(theory of
reasoned
action=theory
of planned
behavior)
logic model
based on
theory
Notes about
theories and
outcomes
31
Regional (one
U.S. state),
communitywide campaign
aimed to
increase
awareness of
diabetes
Regional in one
U.S. state,
communitywide campaign
8
9
raising
awareness
about
controlling
diabetes
People with type
2 diabetes who
engaged in
some physical
Latino adults
40–65 years of
age with
uncontrolled
diabetes
The transtheoretical
model
(segmentation)
N=A
campaign design);
health belief
model (messages)
Longitudinal (lay
health educators
network) and
postintervention
Postintervention
Longitudinal: over 3 years
established lay health
educators network of 35
people; 750 contacts with
Respondents: 54 members
of the target population
(TA) and 447 without
diabetes (other)
Campaign message recall:
all ¼ 29.2%
Campaign slogan name
awareness: TA ¼ 7 5%,
other ¼ 50%
Behavior change:
Took any action as a result
of the ads: 27% of all who
saw ads on TV, 32.7% of
all who heard ads on
radio; 32.5% of all who
saw or heard ads on
radio, TV, or print
(1998), 59% (2003)
Behavior change:
Daily blood glucose testing:
39% (1997), 55% (2002);
A1C testing (of those
aware of it): 61% (1999),
69% (2000), 71% (2001)
N=A
N=A
(Continued )
consistent
messages
32
10
ID
National,
communitywide campaign
aimed at
increasing
awareness of
heart disease in
women and to
encourage
women to talk
with their
doctor, learn
their risk, and
take action to
lower it
aimed at
promoting
physical
activity and
improving selfmanagement
for people with
type 2 diabetes
and to establish
a lay health
educator
network
Type of
intervention
Table 3. Continued
All women 40–60
years of age,
special focus
on African
Americans and
Hispanics
activity but
wanted to do
more;
community
members to
serve as lay
health
educators
Target audience
Health belief model,
theory of
reasoned action=
planned behavior,
social learning
theory,
transtheoretical
model, diffusion
of innovations
theory, social
network theory
(all: campaign
design)
Theories=
models
and how used
The 1997, 2000,
2003, 2005, 2006
longitudinal
national surveys
(campaign
launched in 2002)
(people with type
2 diabetes)
Evaluation design
Campaign awareness: of red
dress ¼ 25% (2005); saw,
heard, or read
information about heart
disease: 81% (2005); that
heart disease is the
number one killer of
women: all women:
1997 ¼ 30%, 2000 ¼ 34%,
2003 ¼ 46%, 2006 ¼ 57%;
African Americans:
1997 ¼ 15%, 2006 ¼ 31%;
Hispanics: 1997 ¼ 20%,
2006 ¼ 29%; Caucasians:
1997 ¼ 33%, 2006 ¼ 68%
diabetics; 176 referrals to
self-management services
Postintervention: 11% campaign awareness
Outcomes
N=A
Notes about
theories and
outcomes
33
Regional
3-month
campaign to
reduce rates of
chlamydia
infection in the
Yukon
Statewide media
campaign
aimed at
reducing
11
12
Young adults
18–24 years of
age; young
Hispanic adults
Young adults
15–29 years of
age
N=A
Information
motivation
behavioral skills
model (campaign
design,
promotion,
message); social
network theory
(campaign design,
promotion)
Postintervention
pilot evaluation
Preintervention=
postintervention
No specific data available;
positive association
between campaign
exposure and Hispanic
Campaign awareness: 53%
Awareness of chlamydia
symptoms: 29%
(preintervention), 49.5%
(postintervention)
Knowledge of preventive
actions: use condoms:
63.1% (preintervention),
51.5% (postintervention) ;
abstinence: 18.3 (preintervention), 14.9% (postintervention); get tested before
sex: 20.5% (preintervention), 28.4% (postintervention)
Behavior change: screening
tests increased by 15%
from previous year
Engagement: 45% would
talk to their doctor and=
or get a check-up
Behavior change: concluded
awareness leads to
self-reported behavior
change yet reported no
behavior change data
N=A
(Continued )
A theory-based
intervention:
better
knowledge
outcomes (data
also show that
knowledge
about
protective
practices
decreased after
campaign)
34
City,
communitywide campaign
aimed at
changing the
community
norm about
testing for
syphilis and
increasing
awareness and
knowledge
about syphilis
Six cities,
communitywide campaign
aimed to
promote HIV
testing
14
unintended
pregnancy and
STDs
13
ID
Type of
intervention
Table 3. Continued
Adolescents of
color
Gay and bisexual
individuals
18–24 years of
age
Target audience
N=A
N=A
Theories=
models
and how used
Before, during, and
after campaign
test,
cross-sectional
Two longitudinal
postinterventions
(6 months and 2.5
years after
campaign)
Evaluation design
Campaign awareness: 90%
Behavior change: calls to
hotline: 2,774; HIV tests:
3,737
Campaign awareness: 80%
(6 months), 85% (2.5
years)
Behavior change:
6 months: campaign awareness associated with 90%
increase in likelihood for
having tested for syphilis
in the past 6 months:
OR ¼ 1.9 (95% CI [1.3–
2.9])
2.5 years: campaign awareness associated with 76%
increase in likelihood for
testing: OR ¼ 2.1 (95% CI
[0.9–5.2], p ¼ .10)
adults’ belief in
importance of talking
with partner, intention to
speak with partner and to
have talked with partner
Outcomes
N=A
N=A
Notes about
theories and
outcomes
35
City campaign
aimed at
reducing
smoking
Citywide 12-week
campaign
aimed at
denormalizing
tobacco use
16
17
p < .05. p < .01.
N=A ¼ not available.
National, 6-week
campaign
aimed at
decreasing new
HIV infections
15
Youth 12–18
years of age
who had
experimented
with tobacco
products
Smokers older
than 40 years
of age in
contemplation
and
preparation
stage who lived
in most
deprived areas
of city
HIV-positive and
HIV-negative
gay men who
engage in
unsafe sex
practices
N=A
Stages of change
model
(segmentation,
evaluation)
N=A
Preintervention=
postintervention
evaluation of first
6 weeks of
campaign
Postintervention
Postintervention
Campaign awareness:
campaign slogan ¼ 60%;
saw or heard ads on TV
or radio: 52%
Behavior change: no significant behavior change
Campaign awareness: 27 of
116 (23.2%) clients at stop
smoking service had seen
campaign; 12 of 116
clients tried quitting as a
result of campaign
Campaign awareness: 79%
Behavior change: 76%
reported rethinking
sexual practice; 48%
changed something about
their sex practices
N=A
Evaluation only
with those in
the action stage
excluded
people in other
stages that
might have
been influenced
by the
campaign
No indication of
the explicit use
of any theory
to develop
campaign;
Suggested the
use of theory to
design the
campaign
might have
improved
outcomes
36
N. R. Luca and L. S. Suggs
should be tested for STDs before having intercourse (20.5% preintervention, 28.4%
postintervention, p < .05). Neither of the two HIV campaigns reported using theory.
The HIV testing campaign (Futterman et al., 2001) implemented in six cities reported
2,774 calls to their hotline and administering 3,737 HIV tests, which peaked during
the ‘‘get tested week’’ part of the campaign at 462 tests, up from 93 in the first week
of the campaign. Results of an intervention aimed to decrease new HIV infections
that did not use theory (Lombardo & Léger, 2007) showed that 76% of those surveyed reported they would rethink their sexual practices and 48% suggested that they
had changed something about their sexual behaviors. The Healthy Penis syphilis
campaign reported a significant (p ¼ .10) increase in likelihood for testing
(OR ¼ 2.1; 95% CI [0.9–5.2]) 2.5 years after the campaign (Ahrens et al., 2006;
Montoya et al., 2005).
Six interventions discussed the association of the use of theory and the campaign
outcomes. A nutrition intervention (Johnson et al., 2007; Young et al., 2004) credited
the use of social learning theory with the development of learning new skills in
their target population. A physical activity intervention (Berkowitz et al., 2008;
Berkowitz, Huhman, & Nolin, 2008; Huhman et al., 2007; Price et al., 2008; Wong
et al., 2004) emphasized the positive role of theory of planned behavior, social cognitive theory, and information processing theory in developing intervention strategies and designing the evaluation. A diabetes control intervention using the stages
of change model and the health belief model (Gallivan et al., 2007) indicated the segmentation of priority populations and consistent messages as contributing to the
intervention success (an increase of blood glucose tests from 39% at baseline to
55% during intervention). A STD intervention using the information motivation
behavioral skills model and the social network theory to guide the design of the intervention targeting youth (Wackett, 1998) reported that the use of theory was related
to knowledge outcomes. However, for the three knowledge outcomes reported, only
one was positive.
Two articles described possible limitations related to theory use. The authors of
one of the HIV=AIDS articles suggest that based on evidence of effective,
theory-driven campaigns, it was unfortunate that theory was not used (Lombardo
& Léger, 2007). They provide several examples of how the health belief model,
theory of planned behavior, and the transtheoretical model could have helped the
campaign developers to design a stronger campaign that better addressed the determinants of unsafe sex practices of HIV-positive individuals. The smoking cessation
intervention (De Gruchy & Coppel, 2008) did not report significant behavior change
and suggested that choosing groups from specific stages of change for the evaluation
might have resulted in the omission of relevant outcomes in individuals in other
stages.
Discussion
This study adds updated evidence regarding the acknowledged gap in social marketers’ use of theory. Of the 17 interventions included, 8 reported using theory and 7
stated how it was used, with varied levels of specificity. Since Lefebvre (2000) called
for better reporting of the use of theory in social marketing activities, we have
progressed very little.
The frequency of stages of change or the transtheoretical model (n ¼ 4) in guiding the intervention and=or, more specifically the message or evaluation design, is
Social Marketing Theory
37
consistent with the literature that supports the popularity of this model among social
marketers. The model was applied to design messages for people in different stages
of change in diabetes (Gallivan et al., 2007; Richert et al., 2007) and smoking cessation (De Gruchy & Coppel, 2008) interventions, as well as to guide the development
of the heart disease initiative. Although social cognitive theory is considered an
updated version of social learning theory, two interventions reported using social
learning theory and one used social cognitive theory. The authors of the two articles
reporting the use of social learning theory suggested that it provided useful insight in
developing a nutrition intervention (Johnson et al., 2007; Young et al., 2004) that
targeted preschool children in order to help them learn to experience new foods.
In addition, a theoretical framework consisting of the theory of planned behavior,
social cognitive theory, and information processing theory was mentioned for a
physical activity intervention (Berkowitz et al., 2008; Berkowitz, Huhman, & Nolin,
2008; Huhman et al., 2007; Price et al., 2008; Wong et al., 2004) with a possible effect
on the positive outcomes reported. The information motivation behavioral skills
model was used for promotion and message design in a STD intervention addressing
chlamydia (Wackett, 1998) that reported positive and negative knowledge outcomes.
Overall, the findings illustrate that the available information on if, and then
how, theory and models are used to develop social marketing campaigns is not
reported with adequate details. The data suggest that theory was rarely used to guide
the development of campaigns, and when campaigns did use theory, they often did
not clearly describe how theory was used. One article discusses the lack of theory,
highlighting that the campaign (Lombardo & Léger, 2007) was atheoretical despite
the evidence showing that ‘‘effective campaigns tend to utilize the principles of health
behavior change theories in all phases of campaign design, including formative
research, message design, and evaluation’’ and provide numerous citations to
support this claim (Lombardo & Léger, 2007, p. 387).
Conclusion
The purpose of this systematic review was to investigate the extent to which articles
about social marketing health interventions report using theory, which theories are
used, and how theory guided the development and evaluation of initiatives. The findings highlight a lack of use and sufficient reporting of health behavior theory in social
marketing campaigns. This could be a result of an absence of theoretically driven
initiatives or a lack of reporting on how theory and models are used. This review found
similar results as one conducted a decade ago (Lefebvre, 2000) and thus reinforces the
call to action for better reporting and=or the use of theory to guide interventions.
In 2006, behavioral theory was established as a social marketing benchmark
criterion in an updated version of Andreasen’s 2002 benchmarks (French &
Blair-Stevens, 2006). Hence, theory is officially integrated as a core component of
the social marketing process and existing evidence supports the use of theory and
its connection with well-design effective initiatives (Thackeray & Neiger, 2000; see
also Lombardo & Léger, 2007). Thus, it is perplexing that the majority of initiatives
in this review did not use or clearly report the use of theory.
Perhaps using a social marketing approach to change this behavior among social
marketers is warranted. This means making use of the field concepts and tools in
order to encourage social marketers to incorporate theories and models in their
interventions and thoroughly report on the process. Better marketing of the need
38
N. R. Luca and L. S. Suggs
for using behavior theories and models in social marketing would emphasize the contribution that their use can bring to a social marketing intervention. The benefits
include resourceful instruments for intervention design and evaluation that can be
applied to various settings, target audiences, and health topics.
This article serves as an initial step in that direction by highlighting the lack of
current use of theory and calling for more appropriate use and thorough reporting of
the use of behavioral theory in social marketing activities. Developing interventions
that use theory and report its implications would help answer this call and contribute
to the evidence-based progress of the field.
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Curr Obes Rep (2015) 4:37–45
DOI 10.1007/s13679-014-0128-5
ETIOLOGY OF OBESITY (T GILL, SECTION EDITOR)
New Media but Same Old Tricks: Food Marketing to Children
in the Digital Age
Bridget Kelly & Stefanie Vandevijvere & Becky Freeman &
Gabrielle Jenkin
Published online: 10 January 2015
# Springer Science+Business Media New York 2015
Abstract ‘New media’ refers to digital technologies, which
offer unmatched opportunities for food companies to engage
with young people. This paper explores the emergence of food
marketing using new media, the potential impact of this marketing on young people, and current and potential policy
responses to limit exposure to these promotions. Foremost in
any informed policy discussion is the need for robust evidence
to demonstrate the need for intervention. In this case, such
evidence relates to the extent of children’s exposures to commercial food promotions via new media, and the nature of
these promotions. Approaches to, and challenges of,
collecting and assessing these data are discussed. There is
accumulating evidence that food marketing on new media is
increasing and influences children’s food preferences and
choices. The impact of integrated campaigns, which reinforce
commercial messages across multiple platforms, and of new
media, which engage personally with potential consumers, is
likely to be greater than that of traditional marketing.
This article is part of the Topical Collection on Etiology of Obesity
B. Kelly (*)
Early Start Research Institute, School of Health and Society,
University of Wollongong, Wollongong, Australia
e-mail: bkelly@uow.edu.au
S. Vandevijvere
Department of Epidemiology and Biostatistics, School of Population
Health, University of Auckland, Auckland, New Zealand
e-mail: s.vandevijvere@auckland.ac.nz
B. Freeman
School of Public Health, The University of Sydney, Sydney,
Australia
e-mail: becky.freeman@sydney.edu.au
G. Jenkin
Social Psychiatry and Population Mental Health Research Unit,
University of Otago, Wellington, New Zealand
e-mail: gabrielle.jenkin@otago.ac.nz
Keywords Food . Beverage . Marketing . Digital media .
New media
Introduction
‘New media’ is by definition an ever-changing paradigm,
although in current marketing contexts it refers to digital
technologies, including the Internet and mobile devices. These
technologies are characterised by interactivity, virtuality, globalisation and many-to-many communication [1]. The use of
this media for marketing purposes has allowed companies to
share unprecedented volumes of product information, enabled
highly segmented target markets and customisation of messages, and redesigned advertising to encompass communication, education, and entertainment [2]; blurring the line between commercial and non-commercial content. The advancement of the web from static sites to a social and participatory
space has further provided opportunities to engage potential
consumers with personal communications, and enabled the
co-creation of brand messages through user-generated content
(e.g. comments, blogs, videos) [3]. New media marketing
includes promotions on company-owned and third-party
websites (not owned by the company), social media, email,
and marketing via mobile devices through text messages,
applications (apps), and branded games. Mobile devices also
allow advertising messages to be context-aware, by linking
with location tracking software [4]. Contemporary media
environments are characterised by these rapidly evolving interactive digital platforms, which are integrated with more
traditional forms of advertising, including television, radio
and print media [5]. This creates a plethora of media opportunities and a saturation of marketing messages, particularly
38
when these channels are used concurrently by users as part of
media ‘multi-tasking’ (moving between and across platforms
simultaneously).
The use and reach of new media is vast. Data on 12-17 year
olds in the USA from 2012 estimated that 95 % used the
Internet, and 81 % used some form of social media, and most
commonly Facebook [6]. A survey of 25,142 9—16 year olds
from 25 European countries in 2010 found that 59 % of
Internet users had their own social network site profile [7].
The rise in use of social media is not confined to young
people. Almost three-quarters of online US adults used social
networking in 2014 [8]. Mobile phone ownership is also
substantial, with 91 % of people globally owning a mobile
phone, half of which are ‘smart’ or Internet-enabled [9].
The rapid spread of social media and mobile technology
into society has been paralleled by the use of these platforms
for commercial marketing purposes [10]. Industry data from
the US clearly demonstrate this changing emphasis on new
media for food and beverage marketing, particularly in communications directed at young people. In a comparison of
industry marketing expenditure using data obtained by the
Federal Trade Commission (FTC), while television remained
the largest source of marketing expenditure between 2006 and
2009, only marketing on new media experienced an increase
in expenditure over this time [5]. By 2009, expenditure on
new media food marketing had overtaken radio and print
advertising, and in-store marketing and packaging [5]. Notably, estimates of the biggest advertising spenders on Facebook
in 2013 included Nestle, Coca-Cola, Starbucks and Mondelez/
Kraft [11]. Marketing on many new media platforms is relatively low in cost [7], for example, the cost of maintaining a
social media page compared to advertising placement on
television. Therefore, comparisons of marketing expenditure
do not indicate absolute exposures to these messages on
different media.
At odds with this increasing use of new media as a platform
for marketing communications, most research examining the
extent of children’s exposure to food marketing has focused
on traditional media, and specifically television. So too, policy
discussions and provisions for limiting young people’s exposure to, and the impact of, marketing of unhealthy food has
related primarily to reducing the extent and power of television advertising [5]. This narrow approach means that young
people’s true exposure to commercial messages for unhealthy
food and beverages is sizeably underestimated and public
policy arrangements have limited effectiveness.
Children are a prime target of commercial marketers because of their independent spending power, influence on
household purchases and potential as lifelong brand consumers [12]. Arguments for the protection of children against
this marketing have centred on marketing’s contribution to the
commercialisation of childhood and the development of unhealthy behaviours, including poor dietary habits in the case
Curr Obes Rep (2015) 4:37–45
of food marketing. Children are seen to be particularly vulnerable to marketing’s influences due to their relatively immature cognitive ability to process and interpret commercial
messages, and this is particularly the case for those younger
than eight years [13]. Even adolescents and young adults,
however, are vulnerable to marketing effects, and marketers
exploit their susceptibility to social pressures through peer-topeer marketing, such as on social media [14].
This paper aims to explore the potential impact of new
media food and beverage marketing on young people’s diets,
and to identify current and potential policy responses to limit
children’s exposure to these promotions. These media are now
embraced for commercial promotions by most food companies and yet are relatively unstudied. Identifying approaches
for measuring the extent of young people’s exposure to new
media food marketing and the nature of these promotions is
necessary to highlight the extent of this issue, and for
informing policy development. This review does not extend
to the use of new media for good nutrition promotion, although approaches used by commercial marketers could be
adopted in social marketing initiatives to promote healthy
food choices.
Impact of new Media Marketing on Food Preferences
and Behaviours
Social learning theory is one of the major theories linked to the
development of cognitive and behavioural patterns related to
consumer behaviour. Social learning theory emphasises the
influence of ‘socialisation agents’ in transmitting norms, attitudes, motivations and behaviours to the learner [15, 16]. Such
an agent can include the media and also children’s peers [17],
through which learning takes place as part of social interaction
[15]. In the case of new media, viral communication of commercial messages through social media may contribute to
peer-group acceptance and sharing of products, with both
media and peers acting synergistically as part of this
socialisation model.
The effect of commercial food marketing on children has
been explained as following a conceptual hierarchy of responses, ranging from impacts on brand awareness, preferences, purchases and ultimately consumption and postconsumption effects, including diet and weight outcomes
[18, 19]. When exposure to marketing is sustained over time,
and when promoted foods are primarily energy-dense, nutrient poor, this marketing can lead to poor diets, energy imbalance and weight gain. Much of the research to support these
responses to food marketing have examined the effect of
television advertising on children, as well as of branding
generally, such as on packaging [18]. There is less evidence
on the impacts of new media food marketing, although it is
hypothesised that new media could have a greater impact on
Curr Obes Rep (2015) 4:37–45
these outcomes for the following reasons. Firstly, new media
facilitates peer endorsement of, and personal communications
with, brands [20]. Secondly, children have been found to have
much lower recognition of advertisements on webpages than
they would for identifying spot advertising on television at the
same age [21]. Developmentally, the recognition of advertisements is the first step in understanding the persuasive intent of
these messages and in developing a critical response [21]. The
lack of explicit advertising cues in some forms of new media,
such as for advertising embedded within online games, or
whole webpages that are designed to promote a brand, further
increase difficulty in recognising advertising content [22••].
Thirdly, some of the more immersive forms of new media,
such as branded online gaming, engage children for extended
periods of time [23]. The diversification of messages into new
media also allows for further integration of commercial messages across multiple media platforms, which independently
influence children’s responses, and also reinforce each other to
magnify responses [24]. Fourthly, sophisticated web analytics
and surveillance now allow marketers to monitor interactions
and social relationships online, and to test and precisely refine
their messages and approach for maximum impact [25•].
Lastly, parents are likely to be less aware of food marketing
on new media [24], thereby reducing the potential for any
moderating effects from caregivers, through discussion of
marketing intent and messages. Ultimately the persuasive
power of food marketing via new media is greater than via
traditional marketing because of all these factors.
A small number of studies have measured the impact of
new media food marketing across a spectrum of attitudinal to
behavioural impacts. Most of these studies are experimental
trials that have assessed the impacts of branded online gaming
(‘advergaming’). In the main, these trials have identified that
children’s exposure to advergames positively impacts on perceived traits of products and product preferences [23, 26], and
on actual food choice and consumption [27, 28].
In an Australian survey of 5-8 year olds (n=477), older
children who were exposed to an advergame promoting
Kellogg’s Froot Loops as more rewarding than fruit (earned
more points in the arcade-style game) were significantly more
likely to report preferring Froot Loops to other cereals, compared with children who did not play the game (65 % vs.
35 %, P
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