Read the texts assigned for the appropriate module, then pick an idea or an argument you found interesting and reflect critically on it. You do not have to cover all the readings for that module (and please, do not merely summarize, but reflect critically on the readings!).
SECTION 1
AUTONOMY, PATERNALISM,
AND MEDICAL MODELS
HIPPOCRATIC OATH
I swear by Apollo the physician, and Asclepius, and
I will not give a lethal drug to anyone if I am
asked, nor will I advise such a plan; and similarly I
Hygieia and Panacea and all the gods and god
desses as my witnesses, that, according to my abil
will not give a woman a pessary to cause an abortion.
contract:
out my life and my art.
In purity and according to divine law will I carry
ity and judgment, I will keep this Oath and this
I will not use the knife, even upon those suffer
To hold him who taught me this art equally dear
to me as my parents, to be a partner in life with him
ing from stones, but I will leave this to those who
and to fulfill his needs when required; to look upon
are trained in this craft.
,
his offspring as equals to my own siblings, and to
Into whatever homes I go, I will enter them for the
teach them this art, if they shall wish to learn it,
benefit of the sick, avoiding any voluntary act of
impropriety or corruption, including the seduction of
without fee or contract; and that by the set rules,
lectures, and every other mode of instruction, I will
women or men, whether they are free men or slaves.
impart a knowledge of the art to my own sons, and
Whatever I see or hear in the lives of my
those of my teachers, and to students bound by this
patients, whether in connection with my profes
contract and having sworn this Oath to the law of
sional practice or not, which ought not to be spoken
of outside, I will keep secret, as considering all such
medicine, but to no others.
I will use those dietary regimens which will bene
things to be private.
So long as I maintain this Oath faithfully and
fit my patients according to my greatest ability and
judgment, and I will do no harm or injustice to them.
without corruption, may it be granted to me to par
take of life fully and the practice of my art, gaining
the respect of all men for all time. However, should
I transgress this Oath and violate it, may the oppo
Translated by Michael North, National Library of Medi
cine, 2002.
site be my fate.
59
60
Part One I Foundations ofthe Health Professional-Patient Relationship
THE REFUTATION OF MEDICAL PATERNALISM
Alan Goldman
In the case of doctors. fue question is whethel.’ they·
have the authority to make decisions for others that
they would lack as nonprofessionals. The goal of
providing optimal health treatment may he seen t o
oonflict in some d.rCUinStances With the otherwis.e
overriding duties to tell the patient the truth about
his condition ol’ to allow him to make decisions
vitally affecthlg.his. ownintetests. Again the assump
tion of the profession itself appears to be that the
doctor’s role is strongly differentiated in this sense.
The Principles of Medical Ethics of the American
Medical Association leaves the question of informing
the patient of his own condition up to the pro
fessional judgment of the physician, presumably in
relation to the objective of maintaining or improving
the health or well-being of the patient.1 I shall con
centrate upon these issues of truth telling and
informed consent to treatment in the remainder of
this chapter. They exemplify our fundamental issue
because the initially obvious answer to the question
of who should make decisions or have access to
information vital to the interests of primarily one
person is that person himself.2
Rights ate reco�ed, we have said,, pm:tially to
permit individuals, control over their own fumes.
Regarding decisions vital to the interests of only
particular individuals, there are three main reasons
why such decisions should normally be left to the
individuals themselves, two want-regarding and
one ideal-regarding. First is the presumption of
their being the best judges of their own interests,,
which may depend upon personal value orderings
known only to them. There is often a temptation for
others to impose their own values and preferences,
but this would be less likely to produce satisfaction
for the individuals concerned. The second reason is
From The Moral Foundations of Professional Ethics by Alan
Goldman, Rowman and Littlefield, 1980. Reprinted by
permission of the publisher.
Editors’ note: Some text and author’s notes have been cut.
Students who want to read the article in its entirety should
consult the original.
the independent value of self-determination, at
least in regard to important decisions (in medical
contexts decisions may involve life and death altell
natives, affect the completion of major life projects,
or affect bodily integrity). Persons desire the right
or freedom to make their own choices, and satisfac
tion of this desire is important in itself. In addition,
maximal freedom for individuals to develop their
own projects, to make the pivotal choices that
define them and to act to realize them, allows for
the development of unique creative personalities,,
who become sources of new value in the goods they
creaJ;e and that they and others enjoy.
Resentment as well as overall harm is therefore
generally greater when caused by a wrong, even if
well-meaning, decision of another than when
caused to oneself. There is greater chance that the
other person will fail to realize op.e’s own values in
making the decision, and, when this happens, addi
tional resentment that one was not permitted the
freedom to decide. Thus, since individuals normally
have rights to make decisions affecting the course of
their lives and their lives alone, doctors who claim
authority to make medical decisions for them that
fall into this self-regarding category are claiming
special authority. The no.rm.ally •existin,g right to
�d:etatD:J.inilti� implies sevaml m.01e sptiltltic
rights :in the medical cont�t. These include the
right .to be told thl:l troth about .on&s conditien, a!tla
the right to iwoept trr De.fuse or withdraw from treat
ment on the basis of ad�qua:te �ti.on ragatd
mg altamati’Vl!B, risks rutd ll:Ultertami:ies. H doctors
are permitted or required by the principle of pro
viding optimal treatment, cure or health mainte
nance for patients sometimes to withhold truth or
decide on their own what therapeutic measures to
employ, then the Hippocratic principle overrides
important rights to self-determination that would
otherwise obtain, and the practice of medicine is
strongly role differentiated.
This is clear enough in the case of informed con
sent to therapy; it should }?e equally clear in the case
of withholding truth, from terminally ill patients for
Section 1 I
Autonomy,
Paternalism, and Medical Models
example. The right violated or overridden when
truth is withheld in medical contexts is not some
claim to the truth per se, but this same right to self
determination, to control over decisions vital to the
course of one’s life. In fact, it seems on the face of it
that there is a continuum of medical issues in which
this right figures prominently. These range from the
question of consent to being used as a subject in an
experiment designed primarily to benefit others, to
consent to treatment intended as benefit to the
atient himself, to disclosure of information about
the patient’s condition. In the first case, that of med
ical experimentation, if the consent of subjects is
required (as everyone these days admits it is), this is
p
6
important rights in contexts in which this is nece!
sary to prevent serious harm to the patient’s healtl
then his position appears to meet in a dramatic wa
our criteria for strong role differentiation.
THE CASE FOR MEDICAL
PATERN ALISM
Since the primary rights in potential conflict wit
the presumed fundamental norm of medical ethic
are rights of patients themselves, and since the norr
seeks to serve the health needs of patients them
selves, arguments in favor of strong role differentia
tion in this context are clearly paternalistic. We ma
harm
is stronger than
partly because the duty not to
define paternalism. as the overriding or restrictiqg. c:
any
the duty to provide benefl.ts. Hence if there is
rights or freedott\S o.f individuals for their owi
they
risk of harm at all to subjects,
cannot be used
good. It can be justified even for competent adults :iJ
without consent, even if potentiw banefi:ts to others
contexts in which they can be assumed to act othet
is great. But consent is required also because the
right to self-determination figures independently of
calculations of harms and benefits. Thus a person
nermally eught not to• be used without his consent
to benefit others even if he is not materially harmed.
This same right clearly opposes administration of
treatment to patients without their consent for their
own benefit. It opposes as well lying to patients
about their illnesses in order to save them distress.
What is at least prima £acie Wllong with lying in
such cases is that it shifts power to decide future
courses of action away from the person to whom the
lie is told.a A person who is misinformed about his
own physical condition may not complete certain
projects or perform certain actions that he would
choose to perform in full knowledge. If a person is
terminally ill and does not know it, for example, he
may fail to arrange his affairs, prepare himself for
death, or may miss opportunities to complete pro
jects or seek certain experiences always put off
before. Being lied to can reduce or prevent from
coming into view options that would otherwise be
live. Hence it is analogous to the use of force, per
haps more coercive than the use of force in that there
is not the same chance to resist when the barrier is
ignorance. The right to know the truth in this con
text then derives from the right to make for oneself
important decisions relating primarily to one’s own
welfare and to the course of one’s life. If the doctor ‘s
authority is to be augmented beyond that of any
nonprofessional, allowing him to override these
wise against their own interests, values, or true preJ
erences. Individuals might act in such self-defeatin:
ways from ignorance of the consequences of thei
actions, from failure to weigh the probabilities o
various consequences correctly, or from irrationa
barriers to the operation of normal short-term moti
vations. Paternalistic measures may be invokec
when either the individual in question, or any ratio
nal person with adequate knowledge of the situa
tion, would choose a certain course of conduct, anc
yet this course is not taken by the individual solel:
because of ignorance, carelessness, fear, depression
or other uncontroversially irrational motives.4
Paradigm Cases
It will be useful in evaluating arguments for stroni
role differentiation for doctors to look first at criteri;
for justified paternalism in nonmedical cases, it
order to see then if they are met in the medical con
text. In approaching the controversial case of with
holding truth from patients, we may begin witl
simpler paradigm cases in whieh patamalisti1
pEWtliasible
behavi0r is unootd:rovElllSially
o
required. We can derive a rule rrom these cases fo
the justification of such conduct and then apply th1
rule to decide this fundamental question of medica
ethics.
The easiest cases to justify are those in which <
person is acting against even his itnmediate desire:
Part One I Foundations of the Health Professional-Patient Relationship
62
out of ignorance: Dick desires to take a train to New
not), and that there is an important independent
York, is about to board the train for Boston on the
value to self-determination or individual freedom
warn him he can only be grabbed and shoved in
sons value freedom and because such freedom is
other side of the platform, and, without time to
,
and control (the latter being true both because per
the other direction. Coercing him in this way is
necessary to the development of genuinely individ
movement for his own good. "His own good" is
justifying paternalism in more controversial cases
paternalistic, since it overrides his right of free
ual persons). The additional criteria necessary for
uncontroversial in interpretation in this easiest case.
relate to the potential harm to the person from the
and long-range preferences (the two are not in con
severe, and irreversible (relative to the degree of
which persons voluntarily act in ways inconsistent
with their long-range preferences: Jane does not
because the action coerced is only a minor nuisance
It is defined by his own clearly stated immediate
flict here). Somewhat more difficult are cases in
desire to be seriously injured or to increase greatly
her chances of serious injury for trivial reasons; yet,
out of carelessness, or just because she considers it a
action in question: it must be relatively certain,
coercion contemplated). These further criteria are
satisfied as well in the case of motorcycle helmets,
in comparison to the severity of potential harm and
the degree of risk.
It is important for the course of the latter argu
nuisance and fails to apply statistical probabilities
ment to point out that these additional criteria relat
while her action is voluntary in relation to trivial
opposition between allowing freedom of action and
to her own case, she does not wear a helmet wilen
riding. a motorcrele. Here it might be claimed that,
short-term desires, it is nevertheless not fully vol
untary in a deeper sense. But to make this claim we
must be certain of the person's long-range prefer
ences, of the fact that her action is inconsistent with
these preferences (or else uncontroversially incon
ing to the harm that may result from self-regarding
actions need not be viewed in terms of a simple
preventing harm. It is not simply that we can over
ride a person's autonomy when in our opinion the
potential harm to him from allowing autonomous
decision outweighs the value of his freedom. His
right to self-determination, fundamental to individ
sistent with the preferences of any rational person).
uality itself, bars such offsetting calculations. The
be grateful in the long run for the additional coer
cive motivation. In this example we may assume
evidence that the person is not acting in accord with
his own values and preferences, that he is not acting
wearing a helmet is not an essential feature in the
moral theory of the type I am assuming as the
We must predict that the person herself is likely to
these criteria to be met. For rational people, not
magnitude of harm is rather to be conceived as
autonomously in the deepest sense. A rights-based
enjoyment of riding a motorcycle, even if people
framework for this study will view the autonomy of
the transportation. The chances are far greater that
ular goods he enjoys or harms he may suffer. The
ride them primarily for the thrill rather than for
a rider will at some time fall or be knocked off the
cycle and be thankful for having a helmet than that
the individual as more fundamental than the partic
autonomous individual is the source of value for
those other goods he enjoys and so not to be sacri
one will prefer serious head injury to the inconve
ficed for the sake of them. .The point here is that
injury. Therefore we may justifiably assume that a
agent's immediate or short-term preferences are
her own true long-range values and preferences.
order of priority.
nience of wearing protection that can prevent such
person not wearing a helmet is not acting in light of
As the claim that the individual's action is not
truly voluntary or consistent with his preferences
or values becomes more controversial, additional
criteria for justified paternalism must come into
play. They become necessary to outweigh the two
cases of justified paternalism, even where the
overridden, need not be viewed as reversing that
.
Criteria for justified paternalism are also clearly
satisfied in certain medical contexts, to return to the
immediate issue at hand. State control over physi
cian licensing and the requirement that pi:escdp
considerations mentioned earlier: the presumption
tions be obtamed for many kinds of drugs are
medical cases ift point. Licensing physicians pre
(that interference will be more often mistaken than
also limits these persons' freedom of choice for their
that individuals know their own preferences best
vents some quacks from harming other persons, but
Section 1 I Autonomy, Paternalism, and Medical Models
own good. Hence it is paternalistic. We may assume
that no rational person would want to be treated by
a quack or to take drugs that are merely harmful,
but that many people would do so in the absence of
controls out of ignorance or irrational hopes or
fears. While controls impose costs and bother upon
people that may be considerable in the case of hav
ing to see a doctor to obtain medication, these are
relatively minimal in comparison to the certainty,
severity and irreversibility of the harm that would
result from drugs chosen by laymen without med�
ical assistance. Such con:trols are therefore justified,
despite the fact that in some cases persons might
benefit from seeing those who could not obtain
licenses or from choosing drugs themselves. We can
assume that without controls mistakes would be
made more often than not, that serious harm would
almost certainly result, and that people really desire
to avoid such harm even given additional costs.
There is another sense too in which paternalistic
measures here should not be viewed as prevention
of exclusively self-regarding harm by restriction of
truly autonomous actions. The harm against which
laymen are to be protected in these cases, while
deriving partly from their own actions in choosing
physicians or drugs, can be seen also as imposed by
others in the absence of controls. It results from the
deception practiced by unqualified physicians and
unscrupulous drug manufacturers. Hence controls,
rather than interfering with autonomous choice by
laymen, help to prevent deceptive acts of others
that block truly free choice.5 This is not to say that
some drugs now requiring prescriptions could not
be safely sold over the counter at reduced cost, or
that doctors have not abused their effective control
over entrance to the profession by restraining sup
ply in relation to demand, maintaining support for
.exorbitant prices. Perhaps controls could be
imposed in some other way than by licensing under
professional supervision. This issue is beyond our
scope here. The point for us is that some such
restraints appear to be necessary. Whichever form
they take, they will be paternalistic, justifiably so, in
their relation to free patient choice.
We have now defined criteria for justified pater
nalism from considering certain relatively easy
examples or paradigm cases. fhe prin'clpal C?rHer.ion
is that an btdividtta1 hll acthtg agaimrt his own pl'e
domina:rtt lon,g;-range value prefereJllces:. ·l'Y!' that a:
.
.
63
strong likelihood exiSt that he will so act if not pre
vented: Where either clause is controversial, we
judge their truth by the likelihood and seriousness
of the harm to the person risked by his probable
action. It must be the case that this harm would
be judged clearly worse from the point of view of
the person himself than not being able to do what we
prevent him from doing by interfering. Only if the
interference is in accord with the person's real
desires in this way is it justified. Our question now
is whether these criteria are met in the more contro
versial medical cases we are considering, those of
doctors' withholding truth or deciding upon
courses of treatment on their own to prevent serious
harm to the health of their patients.
Application of the Criteria
to Medical Practice
The argument that the criteria for justified rp�
.
..
ism are 1satis£ied in these more cowoveeial m1:1.dical
cases begins .&om the pmmdW that th1;1 dotitor is
mom likely to know the OOut'S� of treatment optimal
for h:n-provins :iw:erall health or pl!olonging. life ihan
ia his paiient The patient will be comparatively
ignorant of his present condition, alternative treat
ments, and risks, even when the doctor makes a rea
sonable .attempt to educate him on these matters ..
More important, he is apt to be emotional and fear
ful, inclined to hold out false hope for less painful
treatments with little real chance of cure, or to
despair of the chance for cure when that might still
be real. In such situations ·it again could be claimed,
as in the examples from the previous subsection,
that patient choice in any event would not be truly
voluntary. A person is likely to act according to his
hue long-range values only when his decision is
calm, unpressured, and informed or knowledgeable.
A seriously ill person is unlikely to satisfy these con
dltions for free choice. Choice unhindered by others
ia nevertheless not truly free when determined by
internal factors, among them fear, ignorance, or
other irrational motivation, which result in choice at
Wlriance with the individual's deeper preferences. In
stich circumstances interference is not to be criti
med 98 Jl8&tricti;ye ref fl'eerlt:!m.
The semmd pimxiise ·states, 1!1m.t '.th:msa wm ctm.tt�
s11lt dl'Jel:ors �aally d:esire· to b-.e � aTu.b\fa rd ahla1,
64
Part One I Foundations ofthe Health Professional-Patient Relationship
Health and the prolonging of life may be assumed
(according to this argument) to have priority among
values for any rational persqn, since they are neces
sary conditions for the realization of almost every
other personal value. While such universally neces
sary means ought to have priority in personal value
orderings, persons may again fail to act on such
orderings out. of despair or false hope, or simply
lack of knowledge, all irrational barriers to gen
uinely voluntary choice.When they fail to act ratio
nally in medical contexts, the harm may well be
serious, probable and irreversible. Hence another
criterion for justified paternalism appears to be met;
we have another sign that the probable outcome in
these circumstances of unhindered choice is not
truly desil:_ed,hence the choice not truly voluntary.
While it is possible tha.f a doctor's prognosis
might be mistaken, this can be argued to support
further rather than weaken the argument for pater
nalism;. For if the doctor is mistaken, this will infect
the patient's decision-making process as well, since
his appreciation of the situation can only fall short
of that of his source of information. Furthermore,
bad prognoses may tend to be self-fulfilling when
revealed, even if their initial probability of realiza
tion is slight. A positive psychological attitude on
the part of the patient often enhances chances for
cure even when they are slight; and a negative atti
tude, which might be incurred from a mistaken
prognosis or from fear of an outcome with other
wise low probability, might increase that probabil
ity.In any case it can be argued that a bad prognosis
is more likely to depress the patient needlessly than
to serve a positive medical purpose if revealed.The
doctor will most likely be able to convince the patient
to accept the treatment deemed best by the doctor
even after all risks are revealed. The ability to so con
vince might well be conceived as part of medical
competence to provide optimal treatment. If the
- doctor knows that he can do so in any case, why
needlessly worry or depress the patient with dis
cussion of risks that are remote, or at least more
remote or less serious than those connected with
alternative treatments? Their revelation is unlikely
to affect the final decision, but far more likely to
harm the patient. It therefore would appear cruel
for the doctor not to assume responsibility for the
decision or for remaining silent on certain of its
determining factors.
Thus all the criteria for justified paternalism
might appear to be met in the more controversial
cases as well. The analogies with our earlier exam
ples appear to support overriding the patient's right
to decide on the basis of the truth by the fundamen
tal medical principle of providing optimal care and
treatment.Let us apply this argument more specifi
cally to ...the case of withholding truth when no
other medical decisions remain to be made, when
the question is what to tell the terminally ill patient
for example. Here recognition of an absolute right
of the patient is likely to result in needless mental
suffering and even in some cases hasten death. The
dying patient is likely to realize at a certain point
that he is dying without having to be informed. If
he does realize it, blunt and open discussion of the
fact may nevertheless be depressing. What appear
to be pointless deceptive games played out between
patients and relatives in avoiding such discussion
may actually express delicate defense mechanisms
whose solace may be destroyed by the doctor's
intrusion.When the doctor has no reason to predict
such detrimental effects, then perhaps he ought to
inform. But why do so when this is certain to cause
needless additional suffering or harm? To do so
appears not only wrong, but cruel.
We certainly ar.e justified in lying to a person in
order to prevent serious harm to another. If I must
lie to someone in order to save the life of another
whom the first person might kill if told the truth
(even if the killing would be nonintentional), there
is no doubt at all that I should tell the lie or with
hold the information. Rights to be told the truth are
not absolute, but, like all rights, must be ordered in
relation to others. If I may lie to one person to save
another from harm, why not then when the life of
the person himself might be threatened or seriously
worsened by the truth, as it might be in the medical
contexts we are considering? Why should the fact
that only one person is involved, that only the per
son himself is likely to be harmed by the truth, alter
the duty to deceive or withhold information in
order to prevent the more serious harm? If it is
replied that when only one person is involved, that
person is likely to know the best course of action for
himself, the answer is that in medical contexts this
claim appears to be false. The doctor is likely to be
better informed than the patient about his condition
and the optimal treatments for it.
Section 1 I Autonomy, Paternalism, and Medical Models
65
Thus there are two situations in which the doc
The doctor ministers to his patient's needs, not to
tor's duty not to harm his patient's health or shorten
his immediate preferences. If this were not the case,
his life might appear to override otherwise obtain
doctors would be justified in prescribing whatever
ing rights of the patients to the full truth. One is
drugs their patients requested. That a person needs
where the truth will cause direct harm-depression
care suggests that, at least for the time being, he is
or loss of continued will to live. The other is where
not capable of being physically autonomous; and
informing may be instrumentally harmful in leading
given the close connection of physical with mental
to the choice of the wrong treatment or none at all.
state, the emotional stress that accompanies serious
Given that information divulged to the patient may
illness, it is natural to view the patient as relinquish
be harmful or damaging to his health, may interfere
ing autonomy over medical decisions to the expert
with other aspects of optimal or successful treat- ·
for his own good. Being under a physician's care
ment, it is natural to construe what the doctor tells
entails a different relationship from that involved in
the patient as an aspect of the treatment itself. As
merely seeking another person's advice.
such it would be subject to the same risk-benefit
analysis as other aspects. Doctors must constantly
THE REFUTATION OF MEDICAL
PATERNALISM
balance uncertain benefits and risks in trying to pro
vide treatment that will maximize the probability of
cure with least damaging side effects. Questions
regarding optimal treatment are questions for med
ical expertise. Since psychological harm must figure
in the doctor's calculations if he is properly sensi
tive, since it may contribute as well to physical dete
rioration, and since what he says to a patient may
cause such harm, it seems that the doctor must con
strue what he says to a patient as on a par with what
he does to him, assuming full responsibility for any
harm that may result. Certainly many doctors do so
conceive of questions of disclosure. A clear example
of this assimilation to questions regarding treatment
is the following:
From the foregoing it should be self-evident that what
is imparted to a patient about his illness should be
planned with the same care and executed with the
same skill that are demanded by any potentially thera
peutic measure. Like the transfusion of blood, the dis
pensing of certain information must be distinctly
indicated, the amount given consonant with the needs
of the recipient, and the type chosen with the view of
avoiding untoward reactions.6
In order to refute an argument, we of course need to
refute only one of its premises. The argument for
medical paternalism, stripped to its barest outline,
was:
1. Disclosure of information to the patient will
sometimes increase the likelihood of depression
and physical deterioration, or result in choice of
medically inoptimal treatment.
2. Disclosure of information is therefore sometimes
likely to be detrimental to the patient's health,
perhaps even to hasten his death.
3. Health and prolonged life can be assumed to
have priority among preferences for patients
who place themselves under physicians' care..
4. Worsening health or hastening death can there
fore be assumed to be contrary to patients' own
true value orderings.
5. Paternalism is therefore justified: doctors may
sometimes override patients' prima fade rights
to information about risks and treatments or
about their own conditions in order to prevent
harm to their health.
When the patient places himself in the care of a
physician, he expects the best and least harmful
treatment, and the physician's fundamental duty,
seemingly overriding all others in the medical con
text, must be to provide such treatment. Indeed the
terminology itself, "under a physician's care," sug
gests acceptance of the paternalistic model of strong
role differentiation. To care for someone is to pro
vide first and foremost for that person's welfare.7
The Relativity of Values: Health and Life
The ftcn.damentally fault"Y p.retttise m: tha tmgttment
for paternalAstte role d1:££er en1i:aiill!l't for d:aet.ors is
that whkh assuntes that ilil.lmlth or pliell\lnged life
mttSt - a:bsolu.ta prlo:L'ity in the paiian-f:is IV'aiue
C>:tde:l:’b.tp;s. In order for paternalistic interference to
be justi£iErd, a person must be acting irrationally or
66
Part One I Foundations of the Health Professional-Patient Relationship
inconsistently with his own long-range preferences.
The value ordering violated by the action to be pre
vented must either be known to be that of the per
son himself, as in the train example, or else be
uncontroversially that of any rational person, as in
others are not. Once more the quality and signifi
cance of one’s life may take precedence over maxi
mal longevity. Many people when they are sick
think of nothing above getting better; but this is not
true of all. A person with a heart condition may
the motorcycle helmet case.But �an we assumethat
decide that important unfinished work or projects
assumed to be always overriding for those who
Since people’s lives derive meaning and fulfillment
hea:iltb: artcl ptolonged life have top priority in any
rati.OJJa:l ordering? lf thE!se values could be safely
must take priority over increased risk to his health;
and his priority is not uncontroversially irrational.
seek medical assistance, then medical expertise
from their projects and accomplishments, a person’s
treatment, and decisions
well justify actions detrimental to his health ….
would become paramount in decisions regarding
on disclosure would
become assimilated to· those within the treatment
context.But in fact very few of us act according to
risking a shortened life for one more fulfilled might
To doctors in their roles as professionals whose
ultimate concern is the health or continued lives of
such an assumed value ordering. In designing
patients, it is natural to elevate these values to ulti
toward minimizing loss of life, on the highways or
as it is in many cases, may appear as an ultimate
social policy we do not devote all funds or efforts
in hospitals for example.
mate prominence. The death of a patient, inevitable
defeat to the medical art, as something to be fought
If our primary goal were always to minimize
by any means, even after life has lost all value and
federal budget in health-related areas. Certainly
the previous section for assuming this value order
fact grant to individuals rights to minimal risk in
necessary conditions for the realization of all other
risk to health and life, we should spend our entire
such a suggestion would be ludicrous.We do not in
meaning for the patient himself. The argument in
ing was that health, and certainly life, seem to be
their activities or to absolutely optimal health care.
goods or values.But this point, even if true, leaves
life of a certain quality with autonomy and dignity,
ultimate, or indeed any, intrinsic value, or whether
could never be justified.But when the quality of life
maintain that life itself is not of intrinsic value, since
From another perspective, if life itself, rather than
were of ultimate value, then even defensive wars
and the autonomy of an entire nation is threatened
from without, defensive war in which many lives
are risked and lost is a rational posture. To para
phrase Camus, anything worth living for is worth
qying for. To realize or preserve those values that
give meaning to life is worth the risk of life itself.
Such fundamental values (and autonomy for indi
viduals is certainly among them), necessary within
open the question of whether health and life are of
they are valuable merely as means.It is plausible to
surviving in an irreversible coma seems no better
than death.It therefore again appears that it is the
quality of life that counts, not simply being alive.
Although almost any quality might be preferable to
none, it is not irrational to trade off quantity for
quality, as in any other good.
Even life with physical health and consciousness
may not be of intrinsic value. Consciousness and
a framework in which life of a certain quality
health may not be sufficient in themselves to make
the value of mere biological existence.
ness are intrinsically good and others bad. Further
becomes possible, appear to take precedence over
In personal life too we often engage in risky
activities for far less exalted reasons, in fact just for
the pleasure or convenience. We work too hard,
smoke, exercise too little or too much, eat what we
the life worth living, since some states of conscious
more, if a person has nothing before him but pain
and depression, then the instrumental worth of
being alive may be reversed. And if prolonging
one’s life can be accomplished only at the expense·
know is bad for us, and continue to do all these
of incapacitation or ignorance, perhaps preventing
effects. To doctors in their roles as doctors ·an this
instrumental value of longer life again seems over
things even when informed of their possibly fatal
may appear irrational, although they no more act
always to preserve their own health than do the rest
of us.If certain risks to life and health are irrational,
lifelong projects from being completed, then the
balanced.It is certainly true that normally life itself
is of utmost value as necessary for all else of value,
and that living longer usually enables one to complete
Section 1 I Autonomy, Paternalism, and Medical Models
67
more projects and plans, to satisfy more desires and
There is in addition another decisive consideration
derive more enjoyments. But this cannot be assumed
mentioned earlier, namely the independent value of
in the extreme circumstances of severe or terminal
self-determination or freedom of choice. Pe:ns.onal
illness. Ignorance of how long one has left may
autenomy over imponant ldefilsio:os in one’s1 life1 the
block realization of such values, as may treatment
with the best chance for cure, if it also risks incapac
itation or immediate death.
Nor is avoidance of depression the most impor
ability fo atteinpt to1 tealize1 one1s own va1tte at:del.”
mg, is1 itldeed :SO :impartant thatrtOi’lnally E.0 itlll
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