create a Group Case Study Analysis that includes:
The 5 leadership positions to be discussed are:
Journal of Management Studies 47:7 November 2010
doi: 10.1111/j.1467-6486.2010.00933.x
A Critical Examination of the Relationship
between Emotional Intelligence and
Transformational Leadership
joms_933
1317..1342
Dirk Lindebaum and Susan Cartwright
Manchester Business School; Lancaster University
abstract The buoyant research interest in the constructs emotional intelligence (EI) and
transformational leadership (TFL) is a testament to the crucial role of emotional skills at work.
EI is often described as an antecedent of TFL, and several empirical studies report a positive
relationship between these variables. On closer inspection, however, there may be
methodological factors, such as common method variance, that potentially undermine the
validity of findings. Using a multi-rater assessment (N = 227), this study sought to overcome
the problem of method variance, whilst at the same time evaluate its potential presence by
comparing same-source and non-same-source data. Findings suggest that, when using a strong
methodological design, no relationship between EI and TFL is found. Thus, these findings
renew the demand for scientific rigour in the design of studies to enhance their validity. The
theoretical ramifications of this study are such that management scholars need to
re-conceptualize the relationship between EI and TFL.
INTRODUCTION
In an era when organizations increasingly rely upon knowledge workers (Osterman
et al., 2001), the importance of emotional skills in the workplace has gained enormous
visibility in recent years (e.g. Ashkanasy et al., 2000; Druskat and Druskat, 2006). This is
partly because, in a knowledge–work economy, teams become the production unit rather
than the individual (Drucker, 1994). Their success depends, inter alia, on the quality of
interpersonal relationships (Caruso and Salovey, 2004; Jordan et al., 2002; Kelan, 2008).
Thus, many writers point out that the function of organizations is increasingly reliant
upon emotional skills, such as sensitivity towards others, empathy, and emotional regulation (Gabriel and Griffiths, 2002; Goleman, 1998). Some go as far as to suggest that
two-thirds of the competencies associated with superior performance at work are social
and emotional in nature (Cherniss, 2000).
Address for reprints: Dirk Lindebaum, Manchester Business School, Booth Street West, Manchester M15 6PB,
UK (dirk.lindebaum@mbs.ac.uk).
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and Society for the Advancement of Management
Studies. Published by Blackwell Publishing, 9600 Garsington Road, Oxford, OX4 2DQ, UK and 350 Main Street,
Malden, MA 02148, USA.
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D. Lindebaum and S. Cartwright
Following this, two constructs have especially captured the imagination of management scholars and psychologists: emotional intelligence (EI) and transformational leadership (TFL). Whilst several accounts underlie their heightened importance (see
Cartwright and Pappas, 2008), quickly changing and turbulent organizational environments contributed a fair share to the advocacy of both constructs in management and
psychology (e.g. Bass, 1985; Druskat and Druskat, 2006). Both EI and TFL are emotionladen constructs (George, 2000) and the former has been suggested to be an antecedent
of the latter (Brown and Moshavi, 2005). In consequence, the relationship between these
constructs has been zealously studied in recent years, both theoretically (Ashkanasy and
Daus, 2005; Austin et al., 2008; Küpers and Weibler, 2006) and empirically (Butler and
Chinowsky, 2006; Duckett and Macfarlane, 2003; Leban and Zulauf, 2004). In their
entirety, these studies appear to suggest that the relationship between EI and TFL is
largely corroborated.
However, serious reservations have been raised in terms of accepting results from
studies examining the relationship between EI and leadership. Antonakis (2003), in
particular, criticizes the failure of many studies to avoid common method variance
(CMV). Similar concerns are echoed elsewhere (Kroeck et al., 2004). The present study
acknowledges these concerns and extends them to the theory of EI and TFL, a nexus that
has also been questioned in a recent and pithy exchange between proponents and critics
of EI (Antonakis et al., 2009). The above criticism should be understood in light of claims
that EI explains 34 per cent of the variance in a measure of TFL (Butler and Chinowsky,
2006), which is an above-average percentage in social science research (Pallant, 2005).
To date, the management literature has not adequately addressed the methodological
challenge of overcoming CMV, whilst at the same time permitting an evaluation of its
potential presence in the aforementioned relationship.
This article seeks to remedy this deficiency. First, it provides a rationale for utilizing a
particular conceptualization of EI. Second, it synthesizes the theoretical concepts of EI
and TFL and offers an overview of empirical studies that have investigated the interface
between the two. It then proceeds to explain briefly the methodological concerns related
to CMV and the implications for research designs. The resultant design of this study
explores the relationship between EI and TFL, taking account of CMV. Finally, the
article discusses its findings in relation to previous studies, its limitations, and recommendations for future research.
EMOTIONAL INTELLIGENCE
EI has been variously defined in the current literature. For instance, Mayer and Salovey
(1997) define EI as the ‘ability to perceive accurately, appraise, and express emotion; the
ability to access and/or generate feelings when they facilitate thought; the ability to
understand emotion and emotional knowledge; and the ability to regulate emotions to
promote emotional and intellectual growth’ (p. 10). However, other writers have
adopted a broader perspective on EI, thereby extending the cognitive ability model of
Mayer and Salovey (1997). These conceptualizations incorporate additional factors such
as zeal, persistence, or assertiveness (e.g. Bar-On, 1997; Goleman, 1995), and thus
include personality traits in addition to mental abilities. The above extension has crucial
© 2010 The Authors
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Emotional Intelligence and Transformational Leadership
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implications for how EI is operationalized. That is, even if EI inventories tap into the
same sampling domains (e.g. emotion perception), the resultant operationalization of
ability-based and self-report measures is fundamentally different (Davey, 2005). This
view is strongly informed by the work of Petrides and Furnham (2001), who proposed the
taxonomy of trait and ability EI. According to Petrides et al. (2007, p. 273), trait EI can
be defined as ‘emotion-related dispositions and self-perceptions’. Trait EI relies upon
self-report measures (e.g. the Emotional Quotient Inventory, EQ-i) and assesses typical
or preferred modes of behaviour, whereas the latter uses ability measures (e.g. the
Mayer–Salovey–Caruso Emotional Intelligence Test, MSCEIT), with right or wrong
answers, and refers to maximum performance in processing emotional information
(Mayer and Salovey, 1997).
Both trait and ability EI approaches have received a fair share of critical evaluation.
These concern, inter alia, the conceptual overlap of trait EI with traditional personality
factors (O’Connor and Little, 2003) and the objective determination of correct responses
to test items in the case of ability measures (Brody, 2004). However, representatives of
both the trait and ability EI approach maintain that considerable progress of their
respective conceptualization has been achieved in recent years (Mayer et al., 2004;
Petrides et al., 2007).
This study adopts the trait EI conceptualization as a framework of analysis for two
main reasons. First, some self-report measures within the trait EI tradition have demonstrated excellent psychometric properties in terms of construct validity as well as
predictive and incremental validity over and above personality and other so-called trait
EI measures (e.g. Freudenthaler et al., 2008; Law et al., 2004; Wong and Law, 2002).
Furthermore, the time required to complete some self-report measures is considerably
shorter than the ability measure of EI, which is a crucial factor in negotiating access to
organizations. Second, self-report measures are susceptible to the effects of social desirability (Schutte et al., 1998). In response to this, several scholars have called for the use
of multi-rater assessments to overcome this methodological weakness of trait EI measures
(Roberts et al., 2001). Such sentiment is also echoed by Matthews et al. (2004), who
emphatically argue that validation studies of this kind ‘are urgently needed’ (p. 184),
though as yet not widely undertaken. The design of this study takes this view into
account.
Synthesizing EI and TFL
The interface between the concepts of EI and TFL has been subject of intense scientific
scrutiny in recent years (Antonakis et al., 2009; Brown and Moshavi, 2005; Küpers and
Weibler, 2006). In this section, this is explored first with regard to the conceptual
proximity between EI and TFL, followed by a detailed discussion of empirical studies
that examined their relationship.
Whilst TFL has been variously defined, Burns (1978) characterizes the transformational leader as someone who ‘looks for potential motives in followers, seeks to satisfy
higher needs, and engages the full person of the follower’ (p. 4). He goes on to suggest
that the result ‘is a relationship of mutual stimulation and elevation that converts
followers into leaders and may convert leaders into moral agents’ (p. 4). Bass and Avolio
© 2010 The Authors
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D. Lindebaum and S. Cartwright
(1994) have refined earlier research on TFL (e.g. Bass, 1985) and deconstructed the
concept into four components (i.e. the ‘four I’s’). These are denoted as: (1) idealized
influence, (2) inspirational motivation, (3) intellectual stimulation, and (4) individualized
consideration. Briefly, transformational leaders who exercise idealized influence provide
a vision and sense of mission, instil pride, and are admired and respected by their
followers, who often seek to emulate them (Avolio et al., 1991). Transformational leaders
use inspirational motivation to communicate high expectations, often drawing on symbolic messages to provide meaning to their followers’ work (Bass, 1990). Intellectual
stimulation concerns the leader’s efforts to help followers be creative and innovate by
questioning assumptions and prompting them to approach old situations in novel ways
(Avolio et al., 1991). Finally, transformational leaders tend to exercise individualized
consideration towards their followers by paying close attention to each individual’s needs
for progression and achievement (Bass, 1990). A rich stock of studies suggests that TFL
can be a very effective form of leadership ( Jansen et al., 2008; Rowold and Heinitz,
2007).
Caruso and Salovey (2004) argue that it is rather difficult to inspire individuals, to
challenge their prevalent assumptions, and to enable them, without being emotionally
intelligent. For instance, it may be difficult for a leader to exercise individualized consideration, intellectual inspiration, inspirational motivation, and idealized influence
without the ability to accurately appraise and express emotions in the self and others in
the first place (see Küpers and Weibler, 2006). This is fundamentally important because
failure to do so would create a dissonance between the leader and follower, thereby
preventing the very transformational process from taking effect. Likewise, the use of
emotions to facilitate thinking may be conducive to instil confidence or hope in followers
who feel overwhelmed by the task at hand, thus being closely linked to inspirational
motivation. Understanding the causes of emotions and how they change over time aids
the leader in arousing enthusiasm and optimism for a proposed activity or change, as well
as shifting the mood by inducing a more cautious atmosphere if decisions carry high risks
(George, 2000; Yukl, 2006). Such activities are captured, for instance, in the intellectual
stimulation and inspirational motivation dimension of TFL theory (Küpers and Weibler,
2006). Lastly, the management of emotions in the self and others is reflected, inter alia, in
the individualized consideration component of TFL. Stated another way, some leaders
may be able to rebuild the confidence of a downtrodden and crestfallen follower, using
words and suggestions they know the followers will be receptive to (George, 2000; Yukl,
2006).
Given the transformational nature of the four I’s, some argue that leaders of this type
enable their followers to become leaders themselves (Hunt, 1991; Kuhnert, 1994).
Because transformational leaders develop an emotion-laden relationship with their followers (Bass and Avolio, 1994), and EI has been described as vital for functioning
interpersonal relationships (Caruso and Salovey, 2004), the growing interest of leadership scholars in the relationship between EI and TFL would seem to be self-explanatory.
In recent years, numerous studies have examined empirically the link between EI and
TFL. The literature review permits the classification of these studies into three prominent
streams. Stream 1 includes those studies that collected data concerning trait EI and TFL
from the same source using self-report measures. Stream 2 features studies that admin© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
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Emotional Intelligence and Transformational Leadership
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istered trait EI and TFL questionnaires to different raters. Finally, studies pertaining to
Stream 3 used an ability-based measure of EI and collected data relative to TFL from a
different source.
Examples of Stream 1 studies. Gardner and Stough (2002) have examined the relationship
between trait EI and TFL in a sample of 110 high-level managers. Trait EI is measured
by means of the Swinburne University Emotional Intelligence (SUEIT), whereas TFL
has been assessed via the Multifactor Leadership Questionnaire (MLQ). Data derived
from both questionnaires are self-reported. Findings produced in this study indicate a
strong and significant correlation between trait EI and TFL, both at the total score
(r = 0.68, p < 0.01) and subscale level (r = 0.27 to 0.64, p < 0.01). In the process of
conducting stepwise regression analysis, the dimension ‘understanding of emotions external’ emerged as the strongest predictor of TFL (b = 0.55, p < 0.01). Note, however, that
stepwise regression is often seen as a flawed procedure (Thompson, 1995). Mandell and
Pherwani (2003) also document a relationship between trait EI and TFL in a small
sample (n = 32) of retail managers. In this study, the researchers administered the
self-report measures MLQ (5x-revised) and the EQ-i (Bar-On, 1997). Hierarchical
regression analysis demonstrates that trait EI is a significant predictor of TFL (R2 = 0.25,
p < 0.05), suggesting that it explains 25 per cent of the variance in the TFL scores. A
similar, albeit stronger, R2 value was obtained in a study by Butler and Chinowsky
(2006). Using the same instruments as Mandell and Pherwani (2003) in a sample of 130
construction executives, they have found that 34 per cent (R2 = 0.34, p < 0.001) of the
TFL score is accounted for by the total trait EI score.
Examples of Stream 2 studies. Barling et al. (2000) have evaluated TFL behaviours in a
sample of 49 managers, each assessed by at least three subordinates. Managers completed the EQ-i, whereas the subordinates had ranked the managers on the MLQ
(5x-short). Their findings suggest that high overall trait EI scores are associated with
three out of the four TFL factors (i.e. idealized influence, inspirational motivation, and
individualized consideration). The fourth factor, intellectual stimulation, was not found
to have a significant relationship with trait EI. Note, however, that the findings of this
study are not based upon correlational analyses, but on mean differences (i.e.
ANCOVA). In contrast, Brown et al. (2006) have found that trait EI, as measured by the
EQ-i, does not correlate significantly with any of the MLQ subscales or total scale. These
findings were replicated in another study (Brown and Reilly, 2008).
Very few studies have explicitly cautioned against the pitfall of CMV with respect to
trait EI and TFL. The study of Barbuto and Burbach (2006) makes a meaningful
contribution to the field by using same-source and non-same-source ratings. That is,
managers completed a trait EI and TFL scale, whilst colleagues (4–6 per individual)
provided another TFL rating relative to the managers. The results of their study suggest
that overall trait EI correlates both with the self-ratings of TFL (all MLQ subscales:
r = 0.21 to 0.42, p < 0.01) and the TFL assessment of colleagues (only two MLQ subscales: r = 0.12 and 0.13, p < 0.05). It is worth stressing that the correlations decrease in
strength and significance once non-same-source ratings are considered.
© 2010 The Authors
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D. Lindebaum and S. Cartwright
Examples of Stream 3 studies. Leban and Zulauf (2004) have incorporated an ability
measure of EI (MSCEIT, Mayer et al., 2002) in their research design, collecting data
concerning EI and TFL from different sources. Here, 24 project managers completed the
MSCEIT, whereas an unspecified number of team members and stakeholders assessed
the TFL style of those project managers using the MLQ. Leban and Zulauf reported
significant and moderately strong correlations between total EI and the inspirational
motivation dimension of TFL (r = 0.36, p < 0.05) as well as correlations of similar
significance and strength between the strategic EI component and idealized influence
and individual consideration.
In aggregate, however, the array of studies that rely upon same-source ratings in
assessing the relationship between trait EI and TFL is considerable (e.g. Butler and
Chinowsky, 2006; Downey et al., 2006; Duckett and Macfarlane, 2003; Gardner and
Stough, 2002; Mandell and Pherwani, 2003; Palmer et al., 2001). This poses problems in
the interpretation of findings, as they can be prone to CMV. It is notable that the number
of studies pointing to the potential influence of CMV in the relationship between trait EI
and TFL is extremely limited (see Barbuto and Burbach, 2006).
COMMON METHOD VARIANCE
CMV occurs when the measurement technique introduces systematic variance into the
measure (Doty and Glick, 1998). There is now a broad consensus among scholars that it
poses a potential problem to the validity of empirical findings (Kline et al., 2000; Podsakoff et al., 2003), though some scholars discern a more serious threat in terms of
measurement and construct validity (Mitchell, 1985). Possible causes of CMV concern
the collection of the predictor and criterion variables from the same source at the same
time using the same measurement technique (see Podsakoff et al., 2003, for a review).
In technical terms, method factors can interact with trait factors in a multiplicative
way (Campbell and O’Connell, 1982). In other words, the higher the basic relationship
between traits, the higher the method effects. Under this formulation, multiplicative
effects are a functional interaction between the ‘true’ level of trait correlation and the
magnitude of method bias. Crucially, the focal point of this study (i.e. the relationship
between trait EI and TFL) may be particularly prone to the effects of CMV, as both trait
EI and TFL are intrinsically imbued with emotion (e.g. George, 2000). The emergence
of the aforementioned multiplicative effect is further exacerbated when only same-source
ratings are used.
To prevent CMV, this study followed the guidelines offered by Podsakoff et al. (2003).
Whilst these authors propose both procedural and statistical remedies to limit the effects
of CMV, they are explicit in their recommendation that the procedural remedy of
collecting predictor and criterion variables from different sources is the most effective
one. However, as a means of teasing out the presence of CMV in the relationship
between trait EI and TFL, same-source ratings are collected as well for the sake of
comparison. As a result, our study takes the form of a multi-rater assessment, including
project managers, their line managers, and team members. The precise nature of the
design and the underling rationale are discussed later in this article.
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
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Emotional Intelligence and Transformational Leadership
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RESEARCH AIM AND HYPOTHESES
The overriding aim of this study is to investigate the relationship between trait
EI and TFL, whilst taking into account the potential influence of CMV. Such
investigation is of decisive importance given that EI is often seen as a predictor of TFL
(e.g. Barbuto and Burbach, 2006; Brown and Moshavi, 2005), which then translates
into superior leader performance. To recap, the basic logic behind the link between EI
and TFL is that EI enables individuals to perceive and understand social contexts,
as well as their own and others’ emotional states (Brown and Moshavi, 2005). In
consequence, inspiring and empowering others, which are key components of TFL
theory, may prove difficult without being emotionally intelligent (Caruso and Salovey,
2004).
Assuming that the connection between EI and TFL has been rigorously examined and
reliable results are produced, management scholars would be able to: (1) continue
advancing theory around these constructs; and (2) use these studies to inform recruitment
or development policies. If, however, these results are methodologically questionable,
then future theory building is likely to rest upon a shaky foundation and considerable
resources may be squandered on policies that are based upon invalid results and add little
to the organizational bottom line.
To disentangle the relationship between trait EI and TFL, four hypotheses are articulated and examined in this study. To recap, the most effective way of preventing CMV
is to collect the predictor and criterion variables from different sources (Podsakoff et al.,
2003). In addition, in situations where correlations are randomly positive and negative
and nearing a practical significance of zero, it has been argued that there is a true
correlation of zero. In such a case, Lindell and Whitney (2001) argue that there is error
variance, but neither method variance nor a true score (i.e. no genuine correlation
between two variables). Seen from this perspective, one can argue that large and significant correlations between same-source ratings, coupled with non-significant correlations
among ratings from different sources, suggest that CMV exerts a significant influence on
the relationship between trait EI and TFL. In order to take account of the rating source
(i.e. same-source vs. non-same-source), and to be able to examine the contradiction in the
empirical studies reported earlier, it is essential to specify the hypotheses as rival hypotheses; that is, as being mutually exclusive. Therefore:
Hypothesis 1: Trait EI self-ratings of managers significantly and positively correlate
with the TFL ratings provided by the line manager and team members.
Hypothesis 2: Same-source ratings of trait EI and TFL provided by the line manager
and team members correlate significantly and positively.
Hypothesis 3: Managers’ self-ratings of trait EI (subscales) significantly predict total
TFL scores provided by the line manager and team members.
Hypothesis 4: Same-source ratings of trait EI (subscales) significantly predict total TFL
scores.
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
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D. Lindebaum and S. Cartwright
Underlying Hypothesis 1 is the view that there is true correlation between trait EI and
TFL. A significant correlation would support this hypothesis. In contrast, Hypothesis 2
posits that there is a significant and positive relationship between trait EI and TFL in
cases where ratings stem from the same source due to a common method shared. As
Hypotheses 1 and 2 are set out as rival hypotheses, they cannot both be supported in the
present analysis. The same principle applies to Hypotheses 3 and 4. Pearson’s productmoment correlations (r) are used to test Hypotheses 1 and 2, whereas Hypotheses 3 and
4 are subjected to multiple regression analysis. Randomization tests were also conducted
to enhance the internal validity of findings (Todman and Dugard, 2001).
METHOD
Sample and Procedure
This study constitutes a quantitative portion of a larger ongoing mixed-method study
into EI, TFL, and their implications for performance in the UK construction industry.
The focus of this study rests upon project managers. Irrespective of specialization, the
project manager ‘oversees the day to day control of the process conducted on-site
including liaison with the architect/civil engineer regarding instructions, payments,
progress meetings, and commercial dealings with sub-contractors’ (Harris and McCaffer,
2001, p. 313). This implies an immense centrality of the project manager’s function,
especially with a view to ensuring the success of a project (Calvert et al., 1995). To this
effect, the project manager has to relate to a variety of different parties involved in the
construction process, such as clients, architects, and operatives on site (Harris and
McCaffer, 2001). It is in the reconciling of these different social and educational backgrounds that the concept of EI gains prominence, for EI has been described as vital for
interpersonal relationships (Caruso and Salovey, 2004). A further reason for investigating
the role of project managers stems from a curious contradiction in the extant literature.
They embrace a key role in the delivery of a construction project (Dainty et al., 2004).
Owing to these factors, trait EI and TFL are hypothesized to be important individual
difference variables that help distinguish effective from less effective project managers.
This is important because engineering-oriented employees are increasingly seeking individuals with good interpersonal skills in addition to technical expertise (Walesh, 2000).
Yet, it must concurrently be pointed out that many project managers are conspicuous
through undue egotism, arrogance, and aggressive management style (Harris and
McCaffer, 2001; Smithers and Walker, 2000). A recent report (ODPM, 2004) reiterated
that the industry’s weakness in managing working relationships and the workforce is still
prevalent, despite earlier reports having identified this problem already (Egan, 1998;
Latham, 1994). The corollary is thus that construction in general, and project managers
specifically, constitute an exciting and interesting opportunity to investigate the relationship between trait EI and TFL in an organizational setting. In total, 14 UK construction
organizations participated in this study.
As stated earlier, the multi-rater assessment (Foster and Law, 2006) includes three
different hierarchical levels. Lawler (1967) discussed the merit of including a multi-rater
approach to assessing managerial behaviour at great length. In short, the line managers
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
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Emotional Intelligence and Transformational Leadership
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are traditionally included as they know best how the manager’s job behaviour contributes to the overall targets of the organization. Team member ratings are relevant since
they are able to observe more of their managers’ behaviour than peers or line managers. Studies in the area of multi-rater assessments have used pairs of raters from the
same class (Atkins and Wood, 2002; Semmer et al., 1996). The use of pairs of raters
helps attenuate the problem of different raters having different perspectives on behaviour (Lieberman, 1956). In the case of leadership assessments, some posit that the
perspective of team members must be adopted (Meindl, 1995). The formation of a pair
of raters at this level is thus advisable. Lastly, self-ratings are pertinent insofar as the
individuals’ self-perceptions are meaningful determinants of their future behaviour
(Lawler, 1967).
Thus, the multi-rater assessment comprised a number of clusters, each of which
containing four individuals. That is, a project manager (i.e. the focal individual), a line
manager, and two team members (A and B). It was stipulated with participating companies that the project should at least have run for three months, so that the raters are
reasonably able to evaluate the project managers. The project managers assessed their
own EI, whereas team members A and B, as well as the line managers, assessed the EI
of project managers, along with their leadership styles. Overall, 404 questionnaires were
distributed (i.e. 101 clusters) and 227 were returned. More specifically, 55 project
managers, 62 line managers, 59 team members A, and 51 team members B returned
their questionnaires via postal mail to the author.[1] Thus, data were collected at the team
member, project manager, and line manager level. As we were interested in generating
as many correlational combinations as possible to examine the potential influence of
CMV irrespective of level analysis, we did not aggregate the data, particularly not the
team member ratings. Antonakis et al. (2004) furthermore note that, if a leader’s behaviour is not homogeneously viewed by followers, then the behaviour of the leader operates
at the individual level of analysis. They argue that ‘any inferences that are made should
be based on the individual and use individual-level data, because individual responses are
independent’ (p. 63). Due to the lack of correlation between team members A and B
regarding EI (see Table II), further support for not aggregating the team member ratings
was obtained. Crucially still, Hunt (1991) notes that leadership assessments by follower
may be no more than a reflection of their cognitive structures, an issue also raised in the
context of CMV (see Podsakoff et al., 2003). It should be noted that it was of concern to
generate as many as possible rating combinations to more rigorously examine the effects
of CMV, and not, as undertaken by Atwater and Yammarino (1992), to examine the
agreement between self and other ratings.
The response rate amounted to 56.2 per cent and is well within the range of published studies in the field of organizational research (Mitchell, 1985). The mean age of
the project manager sample was 44 years (median = 43; SD = 8.91), with age ranging
from 26 to 66 years (n = 55). Years working in construction varied between 1 and 35
years, the mean being 12.3 years (median = 8.50; SD = 9.49). All project managers
were men. In line with the need to control for fixed effects in regression analyses (e.g.
Judge et al., 1985), data on the financial volume of the projects were collected as a
proxy measure for firm size (mean = £26.17 million; median = £21.25 million;
SD = £21.47 million).
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
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D. Lindebaum and S. Cartwright
Research Instruments
EI measure. This study administered the Wong and Law Emotional Intelligence Test
(WLEIS, Wong and Law, 2002), which is a self-report measure of EI (i.e. a trait EI
measure). The four emotional abilities explored and respective example items are highlighted in Table I. Note that these are only four of the many trait EI sampling domains
currently used in the literature (see Austin et al., 2008, for a review). The WLEIS
contains 16 items in toto. The response rate is a 7-point Likert-type scale (1 = totally
disagree to 7 = totally agree). In this study, the coefficient alphas (Cronbach’s) for the
four dimensions across all ratings ranged between 0.66 and 0.94, albeit only two out of
16 values were below the recommend a ⱖ 0.7 (Pallant, 2005).
TFL measure. A short research version of the Transformational Leadership Questionnaire (TLQ-Public, Alimo-Metcalfe and Alban-Metcalfe, 2001) was used. The TLQ
version for the private sector (the (Engaging) TLQ-Private) has only been published
recently (Alban-Metcalfe and Alimo-Metcalfe, 2007), and was not available at the time
this study was conducted. The adoption of this measure lies in the fact that there has been
mounting concern about the relevance and generalizability of transformational leadership dimensions that emerged from North American studies using the MLQ in relation
to UK organizations (e.g. Alimo-Metcalfe and Alban-Metcalfe, 2001; Smith et al., 1989).
In weighing up the benefits of either measure, cultural specificity was given priority over
and above contextual concerns. That is, whilst the TLQ measure has been developed
primarily for the public sector, it is likely to be a more appropriate measure for a UK
sample than the US-centred MLQ. The six dimensions explored in the TLQ and one
respective example item are highlighted in Table I. Taken together, these dimensions
include 32 items. The scale is rated on 6-point Likert-type scale, where 1 represents
‘strongly disagree’ and 6 ‘strongly agree’. In addition, the scaling permits individuals to
choose from the options ‘Don’t know’ and ‘Not relevant’.
Table I. Dimensions and example items of research instruments
WLEIS (16 items)
Dimension
Self-emotion appraisal (SEA)
Others’ emotion appraisal (OEA)
Use of emotion (UOE)
Regulation of emotion (ROE)
TLQ (32 items)
Showing genuine concern (SGC)
Networking and achieving (NaA)
Enabling (E)
Being honest and consistent
(BHC)
Being accessible (BA)
Being decisive (BD)
Example item
I really understand what I feel.
I have good understanding of the emotions of people around me.
I would always encourage myself to try my best.
I can always calm down quickly when I am very angry.
[The leader] is sensitive to my needs/aspirations.
[The leader] is able to communicate effectively to the public/
community the vision of the organization/department.
[The leader] empowers me by trusting me to take decisions/initiatives
on important matters.
[The leader] is consistent in what he/she says and in what he/she
does.
[The leader] is accessible to staff at different levels.
[The leader] is decisive when required to be so.
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
Society for the Advancement of Management Studies
Emotional Intelligence and Transformational Leadership
1327
In this study, most scales satisfied the requirements for estimated internal consistency
of a ⱖ 0.7 (Pallant, 2005). Previous studies (Alimo-Metcalfe and Alban-Metcalfe, 2005)
also report a’s ⱖ0.7 (i.e. 0.83–0.96 (n = 2013)). Inter-item correlations in that study
ranged from 0.34 to 0.73 (see Table II for corresponding values of this study). However,
the exceptions in this study are the team member B’s values of being accessible (BA) and
being decisive (BD), as well as the line managers’ ratings for being accessible (BA). Despite the
low a-values, these scales were retained for two reasons. First, the low alphas did not
repeat themselves in other ratings. Second, the slightly lower reliability of these dimensions need not automatically give rise to concern. Guilford (1954) notes that ‘for some
purposes, even a test of low reliability adds enough to prediction to justify its use,
particularly when used in a battery along with other tests’ (p. 389). Owing to the
inclusion of two tests, in addition to collecting data from multiple sources, these scales
were retained for analysis.
Analysis
Pearson’s product–moment correlations (r) were applied to test Hypotheses 1 and 2,
whereas Hypotheses 3 and 4 were subjected to multiple regression analysis. Where
appropriate, one-way ANOVAs were conducted to explore the differences amongst the
ratings and to conduct randomization tests. Table II contains the descriptive statistics
for both scores across all ratings in addition to the correlations between all research
variables in this study (i.e. the total and subscales of both trait EI and TFL measures).
The nature of the multi-rater assessment is such that, for some cases, not all members
of a particular cluster returned their questionnaires. That is, the line managers and
team members A returned the questionnaire, but not the project managers and team
members B. Thus, the sample size can vary slightly for each correlation, as reflected in
the n-ranges provided.
Inspection of Table II reveals a distinct pattern between same-source ratings of trait EI
and TFL. That is, line managers’ ratings of trait EI and TFL correlate significantly to a
moderate and strong degree (r = 0.21 to 0.29, p < 0.05; r = 0.31 to 0.63, p < 0.01). The
pattern repeats itself when considering ratings of team members A and B, respectively
(r = 0.30, p < 0.05; r = 0.43 to 0.79, p < 0.01 and r = 0.26 to 0.35, p < 0.05; r = 0.33 to
0.61, p < 0.01). The large number of negative correlations between the line manager and
team member ratings indicate that they are rather incongruent. In other words, a
different response tendency manifests itself that distinguishes line manager and team
member ratings.
Inconsistent with Hypothesis 1, correlations between the project managers’ trait EI
self-ratings and other TFL ratings do not reach the level of statistical and practical
significance typically desired. The few significant correlations are too weak an indication,
as at the 95% confidence level, 1 in 20 correlations can reach statistical significance at
random (Field, 2005). However, correlations are consistent with Hypothesis 2, which
predicted significant correlations between same-source ratings of trait EI and TFL. It is
worth noting that non-same-source correlations often border on a practical significance
of zero, and are randomly positive and negative.
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
Society for the Advancement of Management Studies
S.D.
1
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
Society for the Advancement of Management Studies
0.65**
0.60**
0.58**
0.24*
0.22
0.15
0.22
0.21
0.07
-0.01
-0.10
0.39**
0.05
-0.06
-0.04
0.00
-0.20
0.03
0.63**
0.43**
0.58**
0.52**
0.59**
0.53**
0.53**
0.03
0.12
0.21
-0.10
-0.10
0.04
-0.16
0.20
0.12
0.16
0.09
0.17
0.21
0.23*
–
2
0.63**
0.63**
0.08
0.02
0.04
0.24*
0.03
0.03
-0.09
-0.12
0.30*
0.08
0.101
0.01
0.16
-0.02
0.16
0.77**
0.71**
0.71**
0.63**
0.58**
0.72**
0.65**
0.02
0.03
0.13
-0.11
-0.12
-0.02
-0.07
-0.10
-0.21
0.02
-0.12
0.07
-0.07
-0.06
–
3
0.53**
0.17
0.14
0.19
0.18
0.05
0.18
0.13
-0.06
0.39**
0.18
0.04
0.07
-0.01
0.00
0.06
0.63**
0.53**
0.66**
0.42**
0.53**
0.57**
0.67**
0.11
0.21
0.20
-0.05
0.13
0.18
-0.13
0.03
-0.07
0.01
0.00
0.12
0.15
0.01
–
4
0.21
0.11
0.22
0.21
0.19
0.01
-0.13
-0.19
0.27*
0.13
-0.07
-0.14
-0.03
-0.25*
0.15
0.62**
0.30*
0.53**
0.48**
0.58**
0.55**
0.52**
-0.11
0.10
0.04
-0.20
-0.07
-0.16
-0.22
-0.15
-0.30*
-0.01
-0.09
0.00
-0.00
-0.10
–
5
0.92**
0.86**
0.77**
0.78**
0.12
0.03
-0.02
0.25*
0.16
0.10
0.15
-0.03
0.08
0.13
0.09
-0.02
-0.07
0.01
0.28*
0.01
0.03
0.50**
0.61**
0.33*
0.52**
0.33**
0.60**
0.22+
-0.07
-0.09
-0.22
-0.07
0.01
0.08
0.16
–
6
0.77**
0.64**
0.59**
0.20
0.15
0.07
0.26*
0.20
0.11
0.17
-0.05
0.12
0.13
-0.01
-0.11
-0.09
0.02
0.21
-0.09
-0.03
0.42**
0.52**
0.29*
0.49**
0.29*
0.53**
0.17
0.07
0.08
-0.11
0.04
0.01
0.13
0.22
–
7
0.53**
0.49**
-0.05
-0.10
-0.17
0.08
0.02
0.10
0.17
0.05
0.14
0.03
0.13
-0.03
0.01
-0.06
0.31*
0.06
0.16
0.45**
0.61**
0.26*
0.45**
0.29*
0.58**
0.22
-0.13
-0.12
-0.31*
-0.10
-0.03
0.04
0.06
–
8
0.52**
0.18
0.10
0.00
0.44**
0.14
0.03
0.03
0.01
0.05
0.00
0.26*
0.19
0.08
0.03
0.30*
0.20
0.17
0.40**
0.46**
0.26*
0.35**
0.12*
0.41**
0.31*
-0.05
-0.16
-0.03
-0.11
-0.02
-0.00
0.19
–
9
0.10
-0.03
0.04
0.11
0.18
0.08
0.15
-0.09
-0.07
0.26*
-0.04
-0.06
-0.20
0.07
0.14
-0.04
-0.14
0.35*
0.44**
0.27*
0.42**
0.37**
0.33**
0.07
-0.11
-0.13
-0.27*
-0.09
-0.01
0.06
0.07
–
10
0.88**
0.83**
0.61**
0.89**
-0.01
-0.06
-0.22
-0.04
0.30*
0.04
0.00
-0.00
0.04
0.09
0.01
-0.06
-0.28*
-0.15
-0.27*
-0.07
0.17
-0.09
-0.23
0.61**
0.43**
0.43**
0.49**
0.59**
0.58**
0.43**
–
11
0.64**
0.46**
0.71**
-0.06
-0.09
-0.26*
0.03
0.16
-0.00
-0.02
-0.00
-0.01
-0.04
-0.09
-0.10
-0.19
-0.07
-0.19
0.03
0.09
-0.09
-0.07
0.51**
0.34**
0.40**
0.38**
0.46**
0.50**
0.38**
–
12
0.34**
0.66**
0.04
-0.02
-0.12
-0.02
0.28*
-0.11
-0.11
-0.09
0.00
-0.03
-0.07
-0.20
-0.40**
-0.31*
-0.48**
-0.14
0.16
-0.15
-0.39**
0.54**
0.48**
0.36**
0.49**
0.50**
0.49**
0.25*
–
13
0.37**
-0.09
-0.17
-0.15
-0.03
0.07
0.28*
0.26*
0.16
0.21
0.28*
0.23*
0.16
-0.01
0.08
0.03
-0.06
-0.014
-0.02
-0.01
0.49**
0.27*
0.46**
0.29*
0.21*
0.44**
0.63**
–
14
0.05
0.03
-0.19
-0.09
0.39**
0.03
-0.05
-0.03
-0.00
0.13
0.03
-0.01
-0.23
-0.16
-0.20
-0.08
0.25*
-0.05
-0.26*
0.46**
0.31**
0.24*
0.40**
0.63**
0.47**
0.26*
–
15
0.86**
0.79**
0.75**
0.77**
-0.03
0.01
-0.03
-0.06
0.22
0.07
0.01
0.16
0.03
0.13
0.11
0.13
0.30*
0.18
-0.04
0.07
-0.21
0.03
-0.06
-0.03
0.08
–
16
0.61**
0.56**
0.58**
-0.09
-0.04
-0.12
-0.13
0.21
-0.03
0.01
0.27*
0.11
0.28*
0.23
0.21
0.45**
0.23
-0.03
0.10
-0.28*
0.02
0.04
-0.02
0.08
–
17
0.45**
0.41**
0.03
0.03
0.02
0.02
0.24*
0.20
0.10
0.12
0.02
0.01
-0.03
0.00
0.22
0.25*
-0.10
0.02
-0.25*
0.04
-0.16
-0.14
0.00
–
18
0.44**
-0.01
0.07
0.03
-0.09
0.01
-0.00
0.03
0.19
0.02
0.20
0.19
-0.02
0.23
0.19
-0.04
0.06
-0.07
-0.05
-0.19
-0.06
0.08
–
19
–
-0.03
-0.03
-0.06
-0.01
0.24*
0.04
-0.10
-0.01
-0.04
-0.03
-0.00
0.25*
0.09
-0.07
0.06
0.06
-0.09
0.08
0.11
0.12
0.09
20
Notes: EI = emotional intelligence, TFL = transformational leadership, TM = team members, LM = line manager, PM = project manager, SEA = self-emotion appraisal, OEA = others’ emotion appraisal, UOE = use of emotions,
ROE = regulation of emotions, SGC = showing genuine concern, NaA = network and achieving, E = enabling, BHC = being honest and consistent, BA = being accessible, BD = being decisive.
Bold numbers = same-source ratings; numbers in italics = inter-scale correlations.
n for same-source ratings at total scale: TMA = 52, TMB = 45, LM = 58, but never ⱕ42 elsewhere.
+ p < 0.1, * p < 0.05, ** p < 0.01 (one-tailed).
1. TMA Total EI
95.17 10.81 –
2. SEA
5.68 0.99 0.86**
3. OEA
5.72 0.97 0.88**
4. UOE
6.15 0.75 0.80**
5. ROE
6.10 0.94 0.82**
6. TMB Total EI
97.96 8.69 0.21
7. SEA
5.95 0.75 0.15
8. OEA
5.88 0.89 0.17
9. UOE
6.33 0.55 0.26*
10. ROE
6.13 0.80 0.15
11. LM Total EI
94.05 10.33 0.08
12. SEA
5.73 0.93 -0.04
13. OEA
5.39 0.87 -0.14
14. UOE
6.15 0.75 0.40**
15. ROE
5.88 1.22 0.12
16. PM Total EI
99.34 6.97 0.01
17. SEA
6.16 0.59 -0.03
18. OEA
6.00 0.75 0.04
19. UOE
6.40 0.59 -0.15
20. ROE
6.10 0.68 0.12
21. TMA Total TFL 168.54 13.71 0.79**
22. SGC
5.45 0.71 0.59**
23. NaA
5.15 0.58 0.73**
24. E
5.14 0.56 0.62**
25. BHC
5.28 0.71 0.68**
26. BA
5.37 0.57 0.71**
27. BD
5.25 0.67 0.70**
28. TMB Total TFL 169.20 10.18 0.01
29. SGC
4.96 0.64 0.13
30. NaA
5.13 0.54 0.18
31. E
5.21 0.50 -0.14
32. BHC
5.27 0.68 -0.07
33. BA
5.45 0.37 0.00
34. BD
5.39 0.37 -0.17
35. LM Total TFL
160.26 14.09 -0.00
36. SGC
5.05 0.71 -0.13
37. NaA
4.85 0.63 0.06
38. E
4.83 0.66 -0.03
39. BHC
5.08 0.67 0.11
40. BA
5.18 0.53 0.08
41. BD
5.21 0.62 0.04
Mean
Table II. Means, standard deviations, and correlations among EI and TFL ratings
1328
D. Lindebaum and S. Cartwright
1. TMA Total EI
2. SEA
3. OEA
4. UOE
5. ROE
6. TMB Total EI
7. SEA
8. OEA
9. UOE
10. ROE
11. LM Total EI
12. SEA
13. OEA
14. UOE
15. ROE
16. PM Total EI
17. SEA
18. OEA
19. UOE
20. ROE
21. TMA Total TFL
22. SGC
23. NaA
24. E
25. BHC
26. BA
27. BD
28. TMB Total TFL
29. SGC
30. NaA
31. E
32. BHC
33. BA
34. BD
35. LM Total TFL
36. SGC
37. NaA
38. E
39. BHC
40. BA
41. BD
0.85**
0.84**
0.79**
0.70**
0.90**
0.90**
-0.11
-0.06
-0.01
-0.19
-0.28*
-0.05
-0.15
-0.02
-0.21
0.16
-0.06
0.12
0.04
0.01
–
21
Table II. Continued
0.63**
0.69**
0.43**
0.71**
0.75**
0.02
-0.06
0.10
-0.14
-0.21
0.08
-0.03
0.00
-0.14
0.14
-0.01
0.06
0.02
0.01
–
22
0.62**
0.55**
0.75**
0.79**
-0.06
0.01
0.06
-0.17
-0.23
-0.05
-0.15
-0.03
-0.07
0.17
-0.15
0.06
0.02
-0.13
–
23
0.45**
0.67**
0.55**
-0.21
-0.15
-0.15
-0.16
-0.28*
-0.15
-0.18
0.06
-0.02
0.15
0.04
0.10
0.04
-0.04
–
24
0.71**
0.61**
-0.05
0.01
0.13
-0.12
-0.01
0.17
-0.05
0.01
-0.10
-0.01
-0.04
0.13
0.12
0.13
–
25
–
0.79**
-0.19
-0.05
-0.04
-0.24*
-0.26*
0.00
-0.18
-0.07
-0.20
0.12
-0.00
0.05
-0.02
-0.11
26
0.04
0.06
0.12
-0.10
-0.16
0.08
-0.08
-0.04
-0.18
0.07
-0.04
0.06
0.02
-0.00
–
27
0.80**
0.81**
0.80**
0.59**
0.77**
0.59**
-0.05
-0.08
-0.08
-0.17
-0.07
0.02
0.19
–
28
0.52**
0.60**
0.35**
0.56**
0.35**
-0.28*
-0.21
-0.33*
-0.30*
-0.19
-0.09
0.07
–
29
0.51**
0.35**
0.59**
0.41**
-0.10
-0.12
-0.00
-0.21
-0.18
-0.11
0.14
–
30
0.44**
0.53**
0.54**
-0.08
-0.05
-0.19
-0.09
-0.05
0.00
0.10
–
31
0.60**
0.11
0.21
0.08
-0.01
0.10
0.28*
0.41**
0.27*
–
32
0.39**
0.09
0.10
-0.10
-0.00
0.06
0.23
0.24
–
33
–
-0.18
-0.14
-0.05
-0.20
-0.21
-0.08
0.19
34
–
0.88**
0.80**
0.84**
0.68**
0.85**
0.74**
35
–
0.52**
0.75**
0.49**
0.64**
0.52**
36
–
0.57**
0.38**
0.55**
0.61**
37
–
0.52**
0.63**
0.45**
38
–
0.74**
0.35**
39
–
0.60**
40
Emotional Intelligence and Transformational Leadership
1329
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
Society for the Advancement of Management Studies
1330
D. Lindebaum and S. Cartwright
The distinctiveness of the same-source response pattern across all ratings raises the
question whether the ratings are significantly distinct from each other. To put this to the
test, two one-way ANOVAs were conducted. The first aimed to explore the difference
between all aggregate trait EI scores of this study; that is, the self-reported EI score of the
project manager and the scores of the line managers and both team members relative to
the project manager. There was a statistically significant difference at the p < 0.05 level
between the self-reported project manager EI and their line managers’ rating of trait EI
relative to him (F (3, 223) = 3.89, p = 0.01). Effect size was computed using eta squared
(0.05), which is small to medium in impact (Cohen, 1988). Post-hoc comparisons drawing
on Tukey’s HSD test indicated that the mean score for the project managers
(mean = 99.35, SD = 6.97) was significantly different from the ratings of the line managers (mean = 94.04, SD = 10.33). With regard to the ratings of team members A
(mean = 95.17, SD = 10.81) and team members B (mean = 97.96, SD = 8.69), they were
not significantly different either amongst each other, or in relation to both project
manager’ and line managers’ rating.
The second one-way ANOVA was conducted to explore the difference between
TLQ ratings of the line manager and both team members. There was a statistically
significant difference amongst the TLQ score of the line managers and both team
members (F (2, 152) = 8.02, p = 0.00). The effect sizes, calculated using eta squared,
was 0.09. As noted by Cohen (1988), this is a medium to large effect. Post-hoc comparisons using Tukey’s HSD test indicated that the mean score for the line managers
ratings (mean = 160.26, SD = 14.01) was significantly different from both team member
A (mean = 168.54, SD = 13.71) and team member B (M = 169.20, SD = 10.18) ratings.
In turn, there was no significant difference between the TLQ score of team member A
and B.
To test Hypotheses 3 and 4, multiple regression analysis was performed, using the
WLEIS subscale scores as predictor and the TLQ total scores as outcome variables. The
data were systematically analysed by using EI self-ratings of project managers as predictors for other TFL ratings (i.e. both team members and line manager) and same-source
ratings (e.g. team member A ratings of trait EI and TFL).
Again, a distinct pattern in relation to same-source ratings is discernable. Findings
presented in Table III are largely inconsistent with Hypothesis 3 and consistent with
Hypothesis 4, in that predominately only same-source data produced significant F-ratios.
Whenever same-source ratings were inserted in the regression analysis, significant
F-ratios appeared (F = 21.94, p < 0.001; F = 3.21, p < 0.05; F = 9.35, p < 0.001). One
exception concerns the team member A ratings on the WLEIS subscales and the line
manager ratings on the TLQ (F = 2.72, p < 0.05). Note, however, that this F-ratio is just
reaching statistical significance (p = 0.04), and that this is the only borderline case in
Table III. Other F-ratios, such as the team member ratings on the WLEIS and TLQ, are
more remote from the p > 0.05 threshold than the previous case (i.e. p = 0.02). Likewise,
the variance explained by the WLEIS subscales in relation to the TLQ is moderate to
strong for same-source ratings. Values for R2 are 0.65, 0.24, and 0.41, respectively,
suggesting that a considerable 65 per cent of team member A, 24 per cent of team
member B, and 41 per cent of the line manager TLQ ratings are explained by WLEIS
subscale scores.
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
Society for the Advancement of Management Studies
Emotional Intelligence and Transformational Leadership
1331
Table III. Multiple regression of TFL on EI
Predictors
Outcome variables
EI
TMA
b
TMB
b
LM
b
PM
b
TFL TMA
TFL TMB
TFL LM
SEA
OEA
UOE
ROE
R
R2
F
0.12
0.48**
0.17
0.16
0.81
0.65
21.94**
0.05
0.04
0.20
-0.28
0.24
0.06
0.62
0.53**
-0.29
0.05
-0.31
0.43
0.19
2.72*
SEA
OEA
UOE
ROE
R
R2
F
-0.45
0.32
0.47*
-0.17
0.42
0.17
2.08
0.03
0.28
0.17
0.10
0.49
0.24
3.21*
SEA
OEA
UOE
ROE
R
R2
F
-0.11
-0.26
0.37*
0.14
0.37
0.14
1.73
0.05
-0.46*
0.12
-0.01
0.42
0.17
1.94
SEA
OEA
UOE
ROE
R
R2
F
-0.20
0.14
0.03
0.01
0.15
0.02
0.24
0.41
-0.06
0.12
-0.28
0.36
0.13
1.46
0.61*
-0.46
-0.09
-0.20
0.37
0.14
1.62
0.15
0.33*
0.30
0.03
0.64
0.41
9.35**
-0.02
-0.14
-0.03
0.14
0.16
0.03
0.31
Notes: * p < 0.05 ** p < 0.01.
n = 45–58.
TM = team members (A&B), LM = line manager, PM = project manager;
SEA = self-emotion appraisal, OEA = others’ emotion appraisal, UOE = use of
emotions, ROE = regulation of emotions; TFL = transformational leadership;
EI = emotional intelligence.
Two subsidiary analyses were conducted to: (1) control for fixed effects, and (2)
examine the data using randomization. Controlling for fixed effects can be highly
desirable as it ensures that estimates are more consistent ( Judge et al., 1985). Because
data were collected from 14 organizations, the financial volume of the projects was used
as a proxy indicator for organizational size. A similar pattern emerged in relation to
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
Society for the Advancement of Management Studies
1332
D. Lindebaum and S. Cartwright
same-source data. That is, in most cases only same-source data produced significant
F-ratios. In the case of the line manger and team member A ratings (i.e. same-source
ratings), significant F-ratios appeared (F = 12.03, p < 0.001; F = 6.05, p < 0.001). One
exception concerns the team member B ratings of EI and TFL, which did not produce
a significant F-ratio (p = 0.12).
In the second subsidiary analysis, randomization was used to further examine the
relationship between trait EI and TFL across all data produced by the same source. As
Todman and Dugard (2001) point out, randomization has been an often overlooked mode
of analysis, and its ‘importance . . . in human experimentation lies in its contribution to
internal validity’ (p. 4). In other words, it is a mechanism to control for competing
explanations of results, the central feature being a random rearranging of raw data to
eliminate systematic variation in the data (Field, 2005). To do this, it was assumed that the
sources (team member A, team member B, line manager, coded as A, B, and LM,
respectively) of the predictor variables (i.e. WLEIS subscales) are a random selection of a
group of predictors. Within each of these, there are also the sub-groups self-emotion
appraisal (coded s), other-emotion appraisal (coded o), use of emotion (coded u), and
regulation of emotion (coded r). These codes are encapsulated in the acronym s-o-u-r. It
was assumed that these constitute a random selection of many possible sub-groups.
Outcome variables were then constructed to examine the data based upon the difference
between the total TLQ score of team member A (coded TLQA) and the corresponding
value in one of the subgroups (i.e. s-o-u-r) as produced by team member A, team member
B, and the line manager for the data that underlies Table III. This analysis was repeated
using the total TLQ score of team member B and line manager as well (coded TLQB and
TLQLM). This produced 36 sample groups as featured in Table IV. The differences
between the subgroups and the outcome variables were then calculated, applying a
case-wise analysis to retain as much information in the data as possible. That is, for
instance, the self-emotion appraisal value for team member A (As) was subtracted from the
outcome variable (TLQA) case by case for all combinations. Thereafter, the mean scores
for the two columns were computed and subtracted from each other (e.g. TLQA - As).
Using one-way ANOVA, the variation within and between groups was examined to
ascertain whether it is statistically significant. This is appropriate as the data values are
assumed to be random samples from one or more larger sets of values. The measured
difference is a set of random data values from the same population, and scattered across
all 36 samples. Group 1 includes all TLQ ratings minus the s-o-u-r values produced by
team member A. Group 2 features all TLQ ratings minus the s-o-u-r values produced by
team member B, whilst group 3 contains all TLQ ratings minus the s-o-u-r values
produced by the line manager. The null hypothesis is that there is no difference in the
variability within groups and between groups. Specifically, if subsequent to the randomization no effect would be detected, it can be concluded that, in the present dataset, the
significant relationship between trait EI and TFL is even more likely to be an artefact of
CMV. The alternative hypothesis, at the extreme, is all that the measured differences will
be zero as there is a perfect match between each predictor and outcome variable, and
there is no variation present.
The one-way ANOVA results indicate that there was no statistically significant difference among Groups 1 to 3 (F (2, 33) = 0.31, p = 0.73). That is, the effect that has been
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
Society for the Advancement of Management Studies
TLQA-Bs
147.90
TLQA-LMs
146.19
Group 2
Mean difference
Group 3
Mean difference
TLQA-LMo
147.67
TLQA-Bo
147.96
TLQA-Ao
145.08
2
TLQA-LMu
144.56
TLQA-Bu
146.52
TLQA-Au
143.42
3
TLQA-LMr
145.37
TLQA-Br
143.94
TLQA-Ar
144.15
4
TLQB-LMs
147.38
TLQB-Bs
145.04
TLQB-As
146.02
5
TLQB-LMo
149.00
TLQB-Bo
144.96
TLQB-Ao
146.11
6
TLQB-LMu
145.56
TLQB-Bu
143.60
TLQB-Au
144.07
7
TLQB-LMr
146.49
TLQB-Br
144.09
TLQB-Ar
144.40
8
TLQLM-LMs
136.84
TLQLM-Bs
141.40
TLQLM-As
139.34
9
TLQLM-LMo
138.49
TLQLM-Bo
141.31
TLQLM-Ao
139.29
10
TLQLM-LMu
134.79
TLQLM-Bu
140.10
TLQLM-Au
137.53
11
TLQLM-LMr
136.22
TLQLM-Br
140.62
TLQLM-Ar
138.00
12
Notes: TLQ = Transformational Leadership Questionnaire (TLQA, TLQB, TLQLM stand for ratings by team member A, B, and line manager); letters following the hyphen denote the source of the rating
(i.e., team member A) and the self-emotion appraisal, for example (therefore, As). Thus, in the upper left corner, the team member A self-emotion appraisal rating was subtracted from TLQ rating of the same
rater. In the lower left corner, the line manager rating of self-emotion appraisal (LMs) was subtracted from team member A’s TLQ rating. The same principle applies to all other boxes in Table IV.
TLQA-As
145.33
Group 1
Mean difference
1
Table IV. Mean differences between total TLQ scores and WLEIS subscales used for randomization tests (based on one-way ANOVA)
Emotional Intelligence and Transformational Leadership
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© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
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D. Lindebaum and S. Cartwright
detected in the correlational and regression analyses (see Tables II and III) has disappeared in the randomization process. If a true correlation existed between trait EI and
TFL in the present dataset, this effect should shine through in the randomization. As it
does not, it can be justifiably suggested that CMV largely accounts for the significant
relationships found in Tables II and III.
DISCUSSION
This article has cast a critical eye on the extant management literature that empirically
investigated the relationship between trait EI and TFL. In synthesizing both topical
concepts, it has detailed their emotion-laden interface which attracted a fair share of
research interest. Despite supportive evidence concerning the relationship between trait
EI and TFL (e.g. Butler and Chinowsky, 2006; Mandell and Pherwani, 2003; Palmer
et al., 2001), Antonakis (2003) expressed concern about the validity of those studies since
they, inter alia, fail to prevent CMV. This argument has been extended in this study in
relation to TFL as well. We discuss our study in terms its empirical implications,
especially with regard to CMV, and its theoretical ramifications.
Empirical Implications
This study was rigorously designed with the objective of both overcoming CMV by
collecting data from different sources and, concurrently, demonstrating its potential
presence by incorporating same-source ratings. On the surface, the findings presented
are consistent with prior empirical studies concerning trait EI and TFL (e.g. Downey
et al., 2006; Gardner and Stough, 2002). Results of correlational and multiple regression
analyses strongly indicate significant correlations between ratings of trait EI and TFL (see
Tables II and III). On closer inspection, however, the analysis demonstrates that these
significant findings systematically pertain to same-source ratings. Whilst sporadically
significant correlations and F-ratios among non-same-source ratings emerge from the
analyses, the majority of them are not significant. A similar pattern emerged after
controlling for project size as a fixed effect in the regression analysis. Figure 1 illustrates
this finding graphically. The figure contrasts the constructs of trait EI and TFL with a
view to highlighting where relationships exist between same-source and non-same-source
ratings.
Noteworthy is the fact that the EI self-ratings of the project managers do not correlate
significantly with any of the line manager or team member ratings of TFL (see Table II),
which further indicates the spurious quality of significant same-source ratings. In terms
of randomization, it is striking that the significant relationships among same-source data
found in Tables II and III disappeared when the raw data have been rearranged in the
randomization test.
In effect, this study does not immediately contradict findings from previous studies. It
is in congruence with those studies (e.g. Downey et al., 2006; Gardner and Stough, 2002)
that rely upon same-source data and suggest a significant relationship between trait EI
and TFL. It is also consistent with evidence from Brown et al. (2006), who collected data
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
Society for the Advancement of Management Studies
Emotional Intelligence and Transformational Leadership
1335
Figure 1. The nature of correlations among same-source and non-same-source ratings
relative to trait EI and TFL from different sources. In their study, no support has been
found for a significant relationship between trait EI and TFL.
It is at this juncture that the empirical contribution of this article to the management
literature manifests itself. Specifically, it helps put the apparent contradiction of empirical
findings explained above into perspective. That is, whether there is a relationship
between trait EI and TFL is strongly contingent upon the source of the data (i.e.
non-same-source or same-source data). The lack of significant correlations in crossevaluating the findings suggests that, where results of same-source data are significant,
these may be ascribable to a common method shared rather than any genuine relationship between trait EI and TFL. Whilst one could argue that different raters have different
views on behaviour depending on their position in the organizational hierarchy (Lieberman, 1956), the inclusion of a pair of raters from the same class (i.e. two team members)
assisted in overcoming this problem. Even among the team member ratings, however,
correlations and F-ratios are largely significant when same-source data were examined.
Because the collection of research variables from different sources is the most effective
approach to avoiding CMV (Podsakoff et al., 2003), a significant correlation obtained
from non-same-source ratings would indicate a true relationship between two variables.
However, this is not substantiated by the present study. Thus, the findings of this study
call into question the validity of previous studies that relied upon same-source data.
As mentioned earlier, the study of Barbuto and Burbach (2006) is among the very few
that point to the pitfalls of CMV in the context of trait EI/TFL studies. Their findings
suggest that the strength and significance of the correlation between trait EI and TFL
decreases markedly, though does not completely disappear, when non-same-source data
are examined. However, the persuasive power of their study is limited for three reasons.
First, it is not clear from the study how the multiple ratings of colleagues are aggregated,
nor is it clear whether these ratings are by subordinates and/or peers. Second, it does not
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
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1336
D. Lindebaum and S. Cartwright
use ratings from line managers, peers, and subordinates at the same time, especially from
a pair of ratings from the same group (i.e. subordinates), as discussed above. Third, the
use of leadership self-assessment is often criticized due to a lack of objectivity (e.g. Hogan
and Hogan, 2001).
One noteworthy issue arises from the study by Leban and Zulauf (2004). As indicated
earlier, 24 project managers completed the MSCEIT, whereas an unspecified number of
subordinates filled in the MLQ relative to that project manager. Prior studies have
demonstrated that MSCEIT scores were unrelated to self-report measures of EI (Ashkanasy and Dasborough, 2003). One reason for this could be that, whilst both ability
measures and self-report measures may tap into the same sampling domains, they
fundamentally differ in the way they are operationalized (Davey, 2005). Moreover,
self-reports of ability and actual ability are only modestly correlated in the domain of
intelligence research (e.g. r = 0.20; Paulhus et al., 1998). Thus, interpretation of the
findings must be undertaken with this important fact in mind.
Theoretical Ramifications
Beyond our empirical contribution, there are at least two wider theoretical ramifications
of our findings. First, careful consideration of the present findings in relation to existing
theoretical and empirical studies points to potent explanation as to why ratings from
different raters do not correlate. Whether construction markedly differs from other
industries is still a subject of debate (Bresnen and Marshall, 2001). However, what is
accepted is that the construction industry is typically characterized by aggressive/
authoritative management styles, adversarial relationships, tight profit margins, fierce
competition, and the imperative to be able to react to extreme short-term pressures at
work (e.g. Agapiou et al., 1998; Holt et al., 2000; Loosemore et al., 2003). In particular,
it is seen to reflect a ‘macho’ culture, which tends to dismiss the practice of many ‘softer’
approaches to the management of human resources as expensive luxuries (Dainty et al.,
2002). Thus, the context of construction may help explain the absence of significant
correlations in cross-evaluations of ratings (see Figure 1). It is worth recalling that significant but small correlations are found in cross-evaluations of ratings in another study
(Barbuto and Burbach, 2006), which is embedded in the public sector (i.e. elected
officials). This would, however, attenuate the claim that EI may not be needed for
leadership (see Antonakis, 2003; Antonakis et al. 2009). Rather, it would appear that
whether a significant relationship between EI and TFL exists is strongly dependent upon
the presence of a favourable context.
The work of Hunter et al. (in press) supports the view that context can also prove
detrimental to TFL. They maintain that, in organizations conspicuous by intense time
pressure, leaders may find it difficult to provide feedback and guidance to followers.
Further to this, they observe that, albeit transformational and other similar forms of
leadership may be ideal in some contexts, they are difficult to find in all contexts. Note,
however, that meta-analytic studies do not suggest that leadership has differential effects
as a function of business context ( Judge et al., 2002). It is conceivable that the same
design may yield different findings in another setting.
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
Society for the Advancement of Management Studies
Emotional Intelligence and Transformational Leadership
1337
Second, these contextual factors may also illustrate the imperative to re-conceptualize
the outcomes of EI in relation to transformational leadership. There are at least two
plausible scenarios in this respect. On the one hand, high trait EI may entail that one’s
self-perceived ability to appraise emotions and situations leads to the recognition that
TFL is inappropriate and less applicable in the context of construction, and that transactional leadership, or other context-sensitive forms of leadership, constitute a more
effective approach to attaining desired results as a project manager. It would be, therefore, expedient in future to administer TFL and transactional leadership measures
simultaneously across various contexts, so as to draw out in more detail how context
potentially mediates or moderates the relationship between EI, TFL, and transactional
leadership. Yet, with this argument comes a compelling question through the backdoor;
what if the exercise of a more context-sensitive leadership style is incongruent with the
manager’s view on how to sustain his or her well-being? Thus, some scholars quite
legitimately ask: ‘Does the individual benefit from high EI or is it the organization?’
(Lindebaum, 2009, p. 230). Note that, whilst a recent meta-analysis links trait EI to better
mental health (Schutte et al., 2007), Lindebaum (in press) found that project managers
often feel they must appear stressed and forceful to be seen as productive, anger being a
frequent emotional conduit in this respect (see also Shepherd and Cardon, 2009). Thus,
even in a knowledge economy, the expectations of role-obligatory behaviours towards an
individual, like those in construction, can exert a powerful influence on behaviour. As the
data analysis suggests, this can occur to the extent that the abilities associated with EI no
longer predict more collaborative and inspiring forms of leadership. Hence, despite the
evidence that underpins the utility of EI and TFL in management studies (e.g. Bass,
1985; Côté and Miners, 2006), role prescriptions attached to specific occupations or roles
may render them less influential under these circumstances (see also Vince, 2006; Maitlis
and Sonenshein, 2010).
On the other hand, consider a manager who is very demanding and challenging
towards a team member in terms of allocating tasks. An outsider may conclude that the
manager lacks the empathy to understand how his or her leadership style negatively
impacts upon the team member’s health. However, the manager’s demanding leadership
style can also emanate from his or her understanding that the team member prefers to
operate inside his/her typical comfort zone – not having realized his/her full potential
yet. Placing ever greater demands upon the team member may be a vehicle to push the
boundary and, in so doing, aid the team member in realizing the potential for professional and personal growth. This, in turn, would diminish the theoretical linkage
between trait EI and TFL discussed at the outset of the paper, for one would not be seen,
on the surface, as someone exercising individualized consideration.
Three limitations must be recognized in this study. The first concerns the sample size
of the study, which is somewhat lower than desirable when the cross-correlations among
the various raters are considered (e.g. 55 project managers), even though the overall
sample size is N = 227. This can raise issues of sample variation and the committing of
a type II error (Huck, 2004); that is, failing to detect an effect in the sample although one
exists. Bear in mind, however, that the sample size must be construed with the cognizance that gaining access to construction companies for research purposes is a notoriously difficult undertaking (Naoum, 1998). Future research would benefit from a larger
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
Society for the Advancement of Management Studies
1338
D. Lindebaum and S. Cartwright
and more diverse sample. However, in conjunction with the results of the randomization
test and other empirical studies, the conclusions drawn from this statistical analysis
appear justifiable.
The second limitation pertains to the circumstance that this study did not control for
personality factors concurrently, a demand voiced by several scholars (Antonakis, 2003).
This is because personality factors have shown considerable conceptual overlap with trait
EI measures in past studies (e.g. O’Connor and Little, 2003). Under this formulation, it
would be desirable to control simultaneously for personality factors, as coefficients may
otherwise be biased or overstated.[2] It is worth noting that once the above stringent
criterion is applied, the extant literature shrinks considerably, suggesting that scholars
often neglect to adequately test EI (whether as trait or ability), whilst controlling for
personality and general mental ability.
Third, the WLEIS only assesses four facets of the trait EI sampling domain, which,
according to a recent content analysis (Austin et al., 2008, p. 580), comprises up to 15
facets. Important domains not included in the WLEIS include, inter alia, adaptability,
assertiveness, self-motivation, and trait optimism. As such, certain traits are not captured
by the WLEIS, which implies that it provides only a limited view on an individual’s
overall trait EI.
In conclusion, owing to the strong demonstration of CMV in the dataset, the
imperative to collect research variables from different sources must be reiterated.
Hence, this study helps re-energize the debate regarding scientific rigour in designing
research projects to ensure that results obtained are valid and credible. By the same
token, this study highlights the necessity to re-conceptualize how trait EI can impinge
upon, and relate to, the various forms of leadership. In other words, it seems too
simplistic to claim that EI may only ‘be an antecedent of transformational leadership’
(Brown and Moshavi, 2005, p. 869). Given the considerable interest of management
scholars in the concepts of EI and TFL, these reminders are of critical importance for
future research.
ACKNOWLEDGMENTS
We are indebted to Keith Julian for his invaluable statistical advice, as well as Effi Raftopoulou for her
insightful comments. Research into this paper has been facilitated by studentships from Manchester Business
School and the Economic Social Research Council (+3), as well as grants from the Statistical Society of
Manchester and the Northern Leadership Academy (all UK) to the first author.
NOTES
[1] Out of concern over statistical power, one may argue that the ratings of team member A and B should
be collapsed into one variable. However, in this case, such a view is mistaken, as the collapsing of these
variables would lead to distinctly unequal sub-samples (i.e. 110 team member ratings versus 55 project
manager ratings, ratio 2 : 1), thus raising concerns that the homogeneity of variance assumption for
parametric testing is violated. Both Field (2005) and Pallant (2005) argue that the ratio between the
largest and smallest group should not be larger than 1.5. They also suggest that when sample sizes are
unequal, ANOVA (which forms the basis of multiple regression) is not robust to violations of homogeneity of variance. In fact, preliminary analysis in SPSS confirmed that the assumption is violated if the
team member ratings are collapsed (i.e. Leven statistic, p = 0.005; Welch, p = 0.004; and BrownForsythe, p = 0.008).
© 2010 The Authors
Journal of Management Studies © 2010 Blackwell Publishing Ltd and
Society for the Advancement of Management Studies
Emotional Intelligence and Transformational Leadership
1339
[2] As trait EI is the construct of interest, there is no need to control for general mental ability, as trait EI
is located in personality rather cognitive ability theory (see Petrides et al., 2007).
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Danforth:JSC page.qxd 16/12/2010 10:39 Page 375
Journal of Business Continuity & Emergency Planning Volume 4 Number 4
Applying social science and public health
methods to community-based pandemic
planning
Elizabeth J. Danforth,* Annette Doying,** Georges Merceron*** and
Laura Kennedy****
Received (in revised form): 22nd November, 2010
*6416 Sandwedge Court, Dubuque, IA 52002, USA
Tel: +1 563 580 8939; E-mail: edanfort@mail.usf.edu
**Pasco County Office of Emergency Management, 7530 Little Road, Bldg. A, New Port
Richey, FL 34654-5598, USA
Tel: +1 727 847 8995; E-mail: adoying@pascocountyfl.net
***Pasco County Health Department, 13941 15th Street, Dade City, FL 33525-3805, USA
E-mail: g.merceron3@gmail.com
****US Food and Drug Administration, 3550 Buschwood Park Drive, Suite 230, Tampa, FL
33618, USA
E-mail: Laura.Kennedy@fda.hhs.gov
Elizabeth Danforth was the Community
Outreach Specialist for the Pasco County
Pandemic Influenza Planning Project. She is currently a doctoral candidate in applied biocultural
anthropology at the University of South Florida.
She also holds a master’s degree in public
health with a concentration in global health practice. She is currently collaborating with a clinic
for low-income and uninsured people in northeast Iowa. Her project investigates social difference and demographic change in order to
create a culturally-based public media campaign
to provide adolescents with effective and positive health and nutrition messaging.
suing an MPH in global health — communicable
diseases and an MA in applied medical anthropology. Since 2009, Mr Merceron has been
involved in various planning projects including
the Pasco County Biological Threat Incident
Annex, Pasco County Catastrophic Incident
Annex,
Pasco
County
Post
Disaster
Redevelopment Plan, and Pasco County
Strategic National Stockpile Plan.
Annette Doying is the Homeland Security
Coordinator for Pasco County, Florida. A professional emergency manager for 18 years, she has
a broad range of experience in preparedness,
response, recovery and mitigation activities. Mrs
Doying holds an MA in applied forensic anthropology from the University of South Florida.
Laura Kennedy is an investigator with the US
Food and Drug Administration. She graduated
from Florida State University with a bachelor’s
degree in biology and earned a master’s degree
in public health from the University of South
Florida, concentrating in tropical and communicable diseases and infection control. Ms
Kennedy has studied parasitic diseases in
Panama and has a particular interest in zoonotic
diseases. She has experience at the county,
state and federal levels in issues pertaining to
public health and safety.
George Merceron is the Cities Readiness
Initiative Coordinator for the Pasco County
Health Department. As a graduate student at the
University of South Florida, Mr Merceron is pur-
ABSTRACT
Pandemic influenza is a unique threat to communities, affecting schools, businesses, health
facilities and individuals in ways not seen in
Journal of Business Continuity
& Emergency Planning
Vol. 4 No. 4, pp. 375–390
Henry Stewart Publications,
1749–9216
Page 375
Danforth:JSC page.qxd 16/12/2010 10:39 Page 376
Applying social science and public health methods
other emergency events. This paper aims to outline a local government project which utilised
public health and social science research methods
to facilitate the creation of an emergency response
plan for pandemic influenza coincidental to the
early stages of the 2009 H1N1 (‘swine flu’)
outbreak. A multi-disciplinary team coordinated
the creation of a pandemic influenza emergency
response plan which utilised emergency planning
structure and concepts and encompassed a diverse
array of county entities including schools, businesses, community organisations, government
agencies and healthcare facilities. Lessons learned
from this project focus on the need for (1) maintaining relationships forged during the planning
process, (2) targeted public health messaging, (3)
continual evolution of emergency plans, (4)
mutual understanding of emergency management concepts by business and community leaders, and (5) regional coordination with entities
outside county boundaries.
Keywords: pandemic influenza, emergency planning, community planning,
social science methodology, multidisciplinary
INTRODUCTION
Pandemic influenza is an inherently multidisciplinary threat which affects entire
communities in diverse and changing ways
throughout the progression of the disease
outbreak. With the emergence of avian
influenza threats and more recently H1N1
novel influenza A (‘swine flu’), pandemic
influenza has been identified as a primary
concern for public health and emergency
planning.1 Effective management and mitigation of a pandemic requires a community-wide response. A standardised
command and control structure and
nomenclature can be an important tool in
organising healthcare specialists, emergency managers and community members
to provide mutual aid, manage resources
and implement a coordinated response.2
Page 376
To understand how best to plan for pandemic influenza at the local government
level, a mixed-methods approach, utilising
interviews, surveys, focus groups, participatory planning and community outreach
can be used to facilitate the development
of a locally-specific county-wide plan.
Aims and goals
The Pasco County Health Department
created a team to develop a comprehensive
document to prepare for, respond to, and
recover from pandemic influenza. The
team consisted of public health specialists,
emergency managers and community
business leaders to incorporate diverse
interests into …
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